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ROCKETDNA LTD. Share Issue/Capital Change 2024

Jan 29, 2024

65709_rns_2024-01-29_e721d076-3de2-4400-aec0-cf4e9de39dbb.pdf

Share Issue/Capital Change

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Application for quotation of +securities

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Announcement Summary

Entity name

ROCKETDNA LTD.

Announcement Type

New announcement

Date of this announcement

Tuesday January 30, 2024

The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Total number of +securities to be quoted

ASX +security Number of +securities to
code Security description be quoted Issue date
RKT ORDINARY FULLY PAID 3,888,888 30/01/2024

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

ROCKETDNA LTD.

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ACN

Registration number 618678701

1.3 ASX issuer code

RKT

1.4 The announcement is

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New announcement

1.5 Date of this announcement

30/1/2024

Application for quotation of +securities

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Application for quotation of +securities

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Part 2 - Type of Issue

2.1 The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Previous Appendix 3B details:

Announcement Date and Announcement Title Selected Appendix 3B to submit quotation
Time request
04-Dec-2023 09:24 New - Proposed issue of securities - A placement or other type of issue
RKT

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? No

Application for quotation of +securities

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Application for quotation of +securities

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Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B

Placement Details

ASX +security code and description RKT : ORDINARY FULLY PAID

Issue date 30/1/2024

Distribution Schedule

Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.

Total percentage of +securities held
Number of +securities held Number of holders For example, to enter a value of 50%
please input as 50.00
1 - 1,000 %
1,001 - 5,000 %
5,001 - 10,000 %
10,001 - 100,000 %
100,001 and over %

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted

3,888,888 Are the +securities being issued for a cash consideration? Yes In what currency is the cash consideration being paid? What is the issue price per +security? AUD - Australian Dollar AUD 0.00900000

Any other information the entity wishes to provide about the +securities to be quoted Share issuance approved by Members at the GM held on 24 January 2024.

Application for quotation of +securities

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Application for quotation of +securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

Total number of
ASX +security code and description +securities on issue
RKT : ORDINARY FULLY PAID 656,114,841

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

Total number of
ASX +security code and description +securities on issue
RKTAL : CLASS C PERFORMANCE SHARES 10,000,000
RKTAE : OPTION EXPIRING 17-APR-2024 EX $0.1125 955,480
RKTAJ : CLASS A PERFORMANCE SHARES 20,000,000
RKTAK : CLASS B PERFORMANCE SHARES 15,000,000
RKTAG : OPTION EXPIRING 05-NOV-2024 EX $0.09 948,053
RKTAN : OPTION EXPIRING 30-MAY-2026 EX $0.021 2,000,000
RKTAM : PERFORMANCE RIGHTS 15,000,000
RKTAQ : OPTION EXPIRING 22-MAY-2028 EX $0.01 6,500,000
RKTAF : OPTION EXPIRING 24-JUN-2024 EX $0.1125 953,544
RKTAP : OPTION EXPIRING 24-MAY-2027 EX $0.015 1,000,000
RKTAR : OPTION EXPIRING 07-DEC-2025 EX $0.018 10,000,000
RKTAO : PERFORMANCE RIGHTS 2022 12,000,000

Application for quotation of +securities

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Application for quotation of +securities

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Application for quotation of +securities

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