ROCKETDNA LTD. — Share Issue/Capital Change 2024

Sep 4, 2024

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Announcement Summary

Entity name

ROCKETDNA LTD.

Date of this announcement

Thursday September 05, 2024

The +securities the subject of this notification are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	unlisted options expiring 29 August 2027 @	20,000,000	05/09/2024
to be confirmed	$0.011

Refer to next page for full details of the announcement

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Part 1 - Entity and announcement details

1.1 Name of entity

ROCKETDNA LTD.

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type Registration number ACN 618678701

1.3 ASX issuer code

RKT

1.4 The announcement is

New announcement

1.5 Date of this announcement

5/9/2024

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX

Previous Appendix 3B details:

Announcement Date and	Announcement Title	Selected Appendix 3B to submit quotation
Time		request
27-Aug-2024 09:23	New - Proposed issue of securities -	A placement or other type of issue
	RKT

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?

Yes

2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B

20,000,000 Tranche 2 Options expiring 31 December 2027 @ $0.011 if the Tranche 2 Advance is drawn down under the revolving facility deed. See ASX announcement dated 27 August 2024.

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been notified to ASX in an Appendix 3B

Placement Details

ASX +security code and description new unquoted class of security

Date the +securities the subject of this notification were issued 5/9/2024 Any other information the entity wishes to provide about the +securities the subject of this notification

• Issue details

Number of +securities 20,000,000 Were the +securities issued for a cash consideration? No

Please describe the consideration being provided for the +securities

The options have been issued following receipt of the Tranche 1 Advance under the Revolving Facility Deed with ACM AEPF Pty Ltd. See ASX announcement dated 27 August 2024.

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Part 3C - number and type of +securities the subject of this notification (new class)

ASX +security code		+Security description
New class - code to be confirmed		unlisted options expiring 29 August 2027 @ $0.011
+Security type		ISIN code
Options
Date the +securities the subject of this notification were		issued
5/9/2024
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
Options Details
+Security currency	Exercise price	Expiry date
AUD - Australian Dollar	AUD 0.01100000	29/8/2027
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
company option

RKT : ORDINARY FULLY PAID

Any other information the entity wishes to provide about the +securities the subject of this notification Tranche 1 Options https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02843564-6A1222122&v=fc9bdb61fe50 ea61f8225e24ce041a0e155a9400

Issue details

Number of +securities

20,000,000

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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Part 4 - +Securities on issue

Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
RKT : ORDINARY FULLY PAID	656,114,841
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
	Total number of
ASX +security code and description	+securities on issue
RKTAG : OPTION EXPIRING 05-NOV-2024 EX $0.09	948,053
RKTAN : OPTION EXPIRING 30-MAY-2026 EX $0.021	2,000,000
RKTAM : PERFORMANCE RIGHTS	15,000,000
RKTAQ : OPTION EXPIRING 22-MAY-2028 EX $0.01	6,500,000
RKTAP : OPTION EXPIRING 24-MAY-2027 EX $0.015	1,000,000
RKTAR : OPTION EXPIRING 07-DEC-2025 EX $0.018	10,000,000
RKTAO : PERFORMANCE RIGHTS 2022	12,000,000
New class - code to be confirmed : unlisted options expiring 29 August 2027 @ $0.011	20,000,000

4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

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