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ROCKETDNA LTD. — Share Issue/Capital Change 2024
Dec 2, 2024
65709_rns_2024-12-02_3f89202a-92f4-4e41-8ce2-91304787118c.pdf
Share Issue/Capital Change
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Announcement Summary
Entity name
ROCKETDNA LTD.
Date of this announcement
Tuesday December 03, 2024
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
Total number of ASX +security +securities to be code Security description issued/transferred Issue date New class - code unlisted options expiring 1 July 2028 @ $0.02 3,000,000 03/12/2024 to be confirmed
Refer to next page for full details of the announcement
Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 1 - Entity and announcement details
1.1 Name of entity
ROCKETDNA LTD.
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type Registration number ABN 17618678701
1.3 ASX issuer code
RKT
1.4 The announcement is
New announcement
1.5 Date of this announcement
3/12/2024
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
does not have an existing ASX security code ("new class")
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 3C - number and type of +securities the subject of this notification (new class)
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ASX +security code +Security description
New class - code to be confirmed unlisted options expiring 1 July 2028 @ $0.02
+Security type ISIN code
Options
Date the +securities the subject of this notification were issued
3/12/2024
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
No
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02798887-6A1204105
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Options Details +Security currency Exercise price Expiry date AUD - Australian Dollar AUD 0.02000000 1/7/2028
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option
RKT : ORDINARY FULLY PAID
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02798887-6A1204105
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities
3,000,000
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| RKT : ORDINARY FULLY PAID | 847,854,286 |
| 4.2 Unquoted +securities (Total number of each +class of +securities issued but not | quoted on ASX) |
| Total number of | |
| ASX +security code and description | +securities on issue |
| RKTAT : OPTION EXPIRING 01-JUL-2028 EX $0.012 | 1,000,000 |
| RKTAN : OPTION EXPIRING 30-MAY-2026 EX $0.021 | 2,000,000 |
| RKTAM : PERFORMANCE RIGHTS | 9,000,000 |
| RKTAQ : OPTION EXPIRING 22-MAY-2028 EX $0.01 | 6,500,000 |
| RKTAP : OPTION EXPIRING 24-MAY-2027 EX $0.015 | 1,000,000 |
| RKTAR : OPTION EXPIRING 07-DEC-2025 EX $0.018 | 10,000,000 |
| RKTAS : OPTION EXPIRING 29-AUG-2027 EX $0.011 | 20,000,000 |
| RKTAO : PERFORMANCE RIGHTS 2022 | 12,000,000 |
| New class - code to be confirmed : unlisted options expiring 1 July 2028 @ $0.02 | 3,000,000 |
4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)
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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities
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Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? Yes
5.1a Select the number of the applicable exception in Listing Rule 7.2
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