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ROCKETDNA LTD. Share Issue/Capital Change 2023

Dec 7, 2023

65709_rns_2023-12-07_02d930bb-70fa-4546-aa8b-b9f0e6e1635c.pdf

Share Issue/Capital Change

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Announcement Summary

Entity name

ROCKETDNA LTD.

Announcement Type

New announcement

Date of this announcement

Friday December 08, 2023

The +securities to be quoted are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Total number of +securities to be quoted

ASX +securitycode Security description Number of +securities tobe quoted Issue date
RKT ORDINARY FULLY PAID 118,333,329 08/12/2023

Refer to next page for full details of the announcement

Part 1 - Entity and announcement details

1.1 Name of entity

ROCKETDNA LTD.

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type ABN

Registration number 17618678701

1.3 ASX issuer code RKT

1.4 The announcement is

New announcement

1.5 Date of this announcement

8/12/2023

Part 2 - Type of Issue

2.1 The +securities to be quoted are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Previous Appendix 3B details:

Announcement Date andTime Announcement Title Selected Appendix 3B to submit quotationrequest
04-Dec-2023 09:24 New - Proposed issue of securities -RKT A placement or other type of issue

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?

Yes

2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B

10M Options being provided to the Lead Manager and or its nominees pursuant to the Lead Manager mandate

Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B

Placement Details

ASX +security code and description

RKT : ORDINARY FULLY PAID

Issue date

8/12/2023

Distribution Schedule

Provide a distribution schedule for the new +securities according to the categories set out in the left hand column including the number of recipients and the total percentage of the new +securities held by the recipients in each category.

Number of +securities held Number of holders Total percentage of +securities heldFor example, to enter a value of 50%please input as 50.00
1 - 1,000 %
1,001 - 5,000 %
5,001 - 10,000 %
10,001 - 100,000 %
100,001 and over %

Issue details

Number of +securities to be quoted
118,333,329
Are the +securities being issued for a cash consideration?Yes
In what currency is the cash consideration being paid? What is the issue price per +security?
AUD - Australian Dollar AUD 0.00900000
Any other information the entity wishes to provide about the +securities to be quoted

Part 4 - Issued capital following quotation

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

ASX +security code and description Total number of+securities on issue
RKT : ORDINARY FULLY PAID 652,225,953

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

ASX +security code and description Total number of+securities on issue
RKTAL : CLASS C PERFORMANCE SHARES 10,000,000
RKTAE : OPTION EXPIRING 17-APR-2024 EX $0.1125 955,480
RKTAJ : CLASS A PERFORMANCE SHARES 20,000,000
RKTAK : CLASS B PERFORMANCE SHARES 15,000,000
RKTAG : OPTION EXPIRING 05-NOV-2024 EX $0.09 948,053
RKTAN : OPTION EXPIRING 30-MAY-2026 EX $0.021 2,000,000
RKTAM : PERFORMANCE RIGHTS 15,000,000
RKTAQ : OPTION EXPIRING 22-MAY-2028 EX $0.01 6,500,000
RKTAF : OPTION EXPIRING 24-JUN-2024 EX $0.1125 953,544
RKTAP : OPTION EXPIRING 24-MAY-2027 EX $0.015 1,000,000
RKTAO : PERFORMANCE RIGHTS 2022 12,000,000