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ROCKETDNA LTD. — Director's Dealing 2019
Jun 23, 2019
65709_rns_2019-06-23_b8e2710c-8c62-49db-96c4-e738410fc331.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity ParaZero Limited
ABN 17 618 678 701
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Stephen Gorenstein |
|---|---|
| Date of last notice | 17 October 2018 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Gorra & Co Pty Ltd<S & R Gorenstein A/C>(beneficial holder) |
| Date of change | 24 June 2019 |
| No. of securities held prior to change | •120,000 Class A PerformanceOptions @ $0.20 Expiring 13/06/23Voluntarily Escrowed for 24 Months fromQuotation•240,000 Class B PerformanceOptions @ $0.20 Expiring 13/06/23Voluntarily Escrowed for 24 Months fromQuotation•240,000 Class C PerformanceOptions @ $0.20 Expiring 13/06/23Voluntarily Escrowed for 24 Months fromQuotation |
| Class | 1. Ordinary fully paid shares2. Unlisted options expiring 24/06/2024@ $0.1125 |
| Number acquired | 1. 400,0002. 37,106 |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
| Number disposed | Number disposed | Number disposed | - | - | - | - | |
|---|---|---|---|---|---|---|---|
| Value/Consideration | 1.$30000.00 | ||||||
| Note: If consideration is non-cash, provide details and estimatedvaluation | ,2. Nil – one free attaching unlisted optionto acquire a Share for every 10.78 | ||||||
| Shares (rounded up to the nearest | |||||||
| number) | |||||||
| No. of securities held after change | Direct•120,000 Class A Performance | ||||||
| Options @ $0.20 Expiring 13/06/23Voluntarily Escrowed for 24 Months from | |||||||
| Quotation•240,000 Class B PerformanceOptions @ $0.20 Expiring 13/06/23Voluntarily Escrowed for 24 Months fromQuotation•240,000 Class C PerformanceOptions @ $0.20 Expiring 13/06/23Voluntarily Escrowed for 24 Months fromQuotationIndirect | |||||||
| Gorra & Co Pty<S & R Gorenst | Ltdein A/C> | ||||||
| •400,000 Or | dinary fully paid | shares | |||||
| •37,106U24/06/202 | nlistedoptions4 @ $0.1125 | expiring | |||||
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issueof securities under dividend reinvestment plan, participation in buy-back | Participation in Tranche 2 of the PrivatePlacement as approved by shareholders atthe Annual General Meeting held on 31May 2019. |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder | N/A |
| (if issued securities) | |
| Date of change | N/A |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
| AppendixChange of Director’s Interest Not | |||
|---|---|---|---|
| No. and class of securities toN/ | |||
| No. and class of securities to | N/ | A | |
| which interest related prior tochangeNote: Details are only required for a contract inrelation to which the interest has changed | |||
| Interest acquired | N/A | ||
| Interest disposed | N/A | ||
| Value/ConsiderationNote: If consideration is non-cash, provide details andan estimated valuation | N/A | ||
| Interest after change | N/A |
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailedabove traded during a+closed period where prior writtenclearance was required? | N/A |
|---|---|
| If so, was prior written clearance provided to allow thetrade to proceed during this period? | N/A |
| If prior written clearance was provided, on what date wasthis provided? | N/A |
- See chapter 19 for defined terms.
01/01/2011
Appendix 3Y Page 3