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ROCKETDNA LTD. — Capital/Financing Update 2025
May 29, 2025
65709_rns_2025-05-29_f29f1128-4285-44e2-9dd1-c245ecac5d2c.pdf
Capital/Financing Update
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Appendix 3B - Proposed issue of securities
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Announcement Summary
Entity name
ROCKETDNA LTD.
Announcement Type
New announcement
Date of this announcement
30/5/2025
The Proposed issue is:
A placement or other type of issue
Total number of +securities proposed to be issued for a placement or other type of issue
| Maximum Number of | ||
|---|---|---|
| ASX +security code | +Security description | +securities to be issued |
| New class-code to be | Performance Rights 2025 | 15,000,000 |
| confirmed | ||
| New class-code to be | Options Expiring 30 May 2029 @ $0.02 | 20,000,000 |
| confirmed | ||
| New class-code to be | Options Expiring 30 May 2030 @ $0.03 | 20,000,000 |
| confirmed | ||
| New class-code to be | Options Expiring 30 May 2031 @ $0.04 | 20,000,000 |
| confirmed |
Proposed +issue date
3/6/2025
Refer to next page for full details of the announcement
Appendix 3B - Proposed issue of securities
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Appendix 3B - Proposed issue of securities
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Part 1 - Entity and announcement details
1.1 Name of +Entity
ROCKETDNA LTD.
We (the entity named above) give ASX the following information about a proposed issue of +securities and, if ASX agrees to +quote any of the +securities (including any rights) on a +deferred settlement basis, we agree to the matters set out in Appendix 3B of the ASX Listing Rules.
If the +securities are being offered under a +disclosure document or +PDS and are intended to be quoted on ASX, we also apply for quotation of all of the +securities that may be issued under the +disclosure document or +PDS on the terms set out in Appendix 2A of the ASX Listing Rules (on the understanding that once the final number of +securities issued under the +disclosure document or +PDS is known, in accordance with Listing Rule 3.10.3C, we will complete and lodge with ASX an Appendix 2A online form notifying ASX of their issue and applying for their quotation).
1.2 Registered Number Type
ABN
Registration Number
17618678701
1.3 ASX issuer code
RKT
1.4 The announcement is
New announcement
1.5 Date of this announcement
30/5/2025
1.6 The Proposed issue is:
A placement or other type of issue
Appendix 3B - Proposed issue of securities
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Appendix 3B - Proposed issue of securities
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Part 7 - Details of proposed placement or other issue
Part 7A - Conditions
7A.1 Do any external approvals need to be obtained or other conditions satisfied before the placement or other type of issue can proceed on an unconditional basis? Yes 7A.1a Conditions
Approval/Condition Date for determination Is the date estimated or ** Approval actual? received/condition met? +Security holder approval 30/5/2025 Actual Yes
Comments See Notice of AGM https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A12608 98&v=04711220c3a57065317ba4efca4a3459a4e46882
Part 7B - Issue details
Is the proposed security a 'New Will the proposed issue of this class' (+securities in a class that is +security include an offer of not yet quoted or recorded by ASX) attaching +securities? or an 'Existing class' (additional No securities in a class that is already quoted or recorded by ASX)? New class
Details of +securities proposed to be issued
ISIN Code (if Issuer is a foreign company and +securities do not have +CDIs issued over them)
Have you received confirmation from Will the entity be seeking quotation ASX that the terms of the proposed of the 'new' class of +securities on +securities are appropriate and ASX? equitable under listing rule 6.1? No Yes ASX +security code +Security description New class-code to be confirmed Performance Rights 2025
+Security type
Performance options/rights
Appendix 3B - Proposed issue of securities
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Appendix 3B - Proposed issue of securities
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Number of +securities proposed to be issued
15,000,000 Offer price details Are the +securities proposed to be issued being issued for a cash consideration? No Please describe the consideration being provided for the +securities Refer NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v= 04711220c3a57065317ba4efca4a3459a4e46882 Please provide an estimate of the AUD equivalent of the consideration being provided for the +securities 165,000.000000 Will all the +securities issued in this class rank equally in all respects from their issue date? Yes Performance options/rights details +Security currency Exercise price Expiry date AUD - Australian Dollar AUD 30/9/2026 Details of the type of +security that will be issued if the option is exercised RKT : ORDINARY FULLY PAID Number of securities that will be issued if the option is exercised One fully paid ordinary share (ASX:RKT) Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities proposed to be issued or provide the information by separate announcement. Refer NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v= 04711220c3a57065317ba4efca4a3459a4e46882
Is the proposed security a 'New Will the proposed issue of this class' (+securities in a class that is +security include an offer of not yet quoted or recorded by ASX) attaching +securities? or an 'Existing class' (additional No securities in a class that is already quoted or recorded by ASX)? New class
Details of +securities proposed to be issued
ISIN Code (if Issuer is a foreign company and +securities do not have +CDIs issued over them)
Have you received confirmation from Will the entity be seeking quotation ASX that the terms of the proposed of the 'new' class of +securities on
Appendix 3B - Proposed issue of securities
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Appendix 3B - Proposed issue of securities
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+securities are appropriate and ASX? equitable under listing rule 6.1? No No ASX +security code +Security description New class-code to be confirmed Options Expiring 30 May 2029 @ $0.02 +Security type Options Number of +securities proposed to be issued 20,000,000 Offer price details Are the +securities proposed to be issued being issued for a cash consideration? No Please describe the consideration being provided for the +securities Refer NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v= 04711220c3a57065317ba4efca4a3459a4e46882 Please provide an estimate of the AUD equivalent of the consideration being provided for the +securities 122,334.000000 Will all the +securities issued in this class rank equally in all respects from their issue date? Yes Options details +Security currency Exercise price Expiry date AUD - Australian Dollar AUD 0.0200 30/5/2029 Details of the type of +security that will be issued if the option is exercised RKT : ORDINARY FULLY PAID Number of securities that will be issued if the option is exercised One fully paid ordinary share (ASX:RKT) Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities proposed to be issued or provide the information by separate announcement. Refer NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v= 04711220c3a57065317ba4efca4a3459a4e46882 Is the proposed security a 'New Will the proposed issue of this class' (+securities in a class that is +security include an offer of not yet quoted or recorded by ASX) attaching +securities? or an 'Existing class' (additional No securities in a class that is already quoted or recorded by ASX)? New class
Appendix 3B - Proposed issue of securities
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Appendix 3B - Proposed issue of securities
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Details of +securities proposed to be issued
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ISIN Code (if Issuer is a foreign company and +securities do not have +CDIs
issued over them)
Have you received confirmation from Will the entity be seeking quotation
ASX that the terms of the proposed of the 'new' class of +securities on
+securities are appropriate and ASX?
equitable under listing rule 6.1? No
No
ASX +security code +Security description
New class-code to be confirmed Options Expiring 30 May 2030 @ $0.03
+Security type
Options
Number of +securities proposed to be issued
20,000,000
Offer price details
Are the +securities proposed to be issued being issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Refer NOM -https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=
04711220c3a57065317ba4efca4a3459a4e46882
Please provide an estimate of the AUD equivalent of the consideration being
provided for the +securities
126,265.000000
Will all the +securities issued in this class rank equally in all respects from
their issue date?
Yes
Options details
+Security currency Exercise price Expiry date
AUD - Australian Dollar AUD 0.0300 30/5/2030
Details of the type of +security that will be issued if the option is exercised
RKT : ORDINARY FULLY PAID
Number of securities that will be issued if the option is exercised
One fully paid ordinary share (ASX:RKT)
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities
proposed to be issued or provide the information by separate announcement.
Refer NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=
04711220c3a57065317ba4efca4a3459a4e46882
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Appendix 3B - Proposed issue of securities
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Appendix 3B - Proposed issue of securities
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Is the proposed security a 'New Will the proposed issue of this class' (+securities in a class that is +security include an offer of not yet quoted or recorded by ASX) attaching +securities? or an 'Existing class' (additional No securities in a class that is already quoted or recorded by ASX)? New class
Details of +securities proposed to be issued
ISIN Code (if Issuer is a foreign company and +securities do not have +CDIs issued over them)
| Have you received confirmation from ASX that the terms of the proposed +securities are appropriate and equitable under listing rule 6.1? Will the entity be seeking quotation of the 'new' class of +securities on ASX? ASX +security code New class-code to be confirmed +Security description Options Expiring 30 May 2031 @ $0.04 No No |
Have you received confirmation from ASX that the terms of the proposed +securities are appropriate and equitable under listing rule 6.1? Will the entity be seeking quotation of the 'new' class of +securities on ASX? ASX +security code New class-code to be confirmed +Security description Options Expiring 30 May 2031 @ $0.04 No No |
|---|---|
| New class-code to be confirmed | Options Expiring 30 May 2031 @ $0.04 |
+Security type Options Number of +securities proposed to be issued 20,000,000 Offer price details Are the +securities proposed to be issued being issued for a cash consideration? No Please describe the consideration being provided for the +securities Refer NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v= 04711220c3a57065317ba4efca4a3459a4e46882 Please provide an estimate of the AUD equivalent of the consideration being provided for the +securities 133,709.000000 Will all the +securities issued in this class rank equally in all respects from their issue date? Yes
Options details +Security currency Exercise price Expiry date AUD - Australian Dollar AUD 0.0400 30/5/2031
Appendix 3B - Proposed issue of securities
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Appendix 3B - Proposed issue of securities
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Details of the type of +security that will be issued if the option is exercised
RKT : ORDINARY FULLY PAID
Number of securities that will be issued if the option is exercised
One fully paid ordinary share (ASX:RKT)
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities proposed to be issued or provide the information by separate announcement. https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938224-6A1260898&v=04711220c3a 57065317ba4efca4a3459a4e46882
Part 7C - Timetable
7C.1 Proposed +issue date
3/6/2025
Part 7D - Listing Rule requirements
7D.1 Has the entity obtained, or is it obtaining, +security holder approval for the entire issue under listing rule 7.1? No
7D.1b Are any of the +securities proposed to be issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? No
7D.1c Are any of the +securities proposed to be issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? No
7D.2 Is a party referred to in listing rule 10.11 participating in the proposed issue? Yes
7D.3 Will any of the +securities to be issued be +restricted securities for the purposes of the listing rules? No
7D.4 Will any of the +securities to be issued be subject to +voluntary escrow? No
Part 7E - Fees and expenses
7E.1 Will there be a lead manager or broker to the proposed issue? No
7E.2 Is the proposed issue to be underwritten? No
7E.4 Details of any other material fees or costs to be incurred by the entity in connection with the proposed issue
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Appendix 3B - Proposed issue of securities
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Part 7F - Further Information
7F.01 The purpose(s) for which the entity is issuing the securities
Director Incentives. Refer NOM - https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02938 224-6A1260898&v=04711220c3a57065317ba4efca4a3459a4e46882
7F.1 Will the entity be changing its dividend/distribution policy if the proposed issue proceeds? No
7F.2 Any other information the entity wishes to provide about the proposed issue
Appendix 3B - Proposed issue of securities
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