ROCKETDNA LTD. — Capital/Financing Update 2023

Jun 18, 2023

Application for quotation of +securities

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Announcement Summary

Entity name

ROCKETDNA LTD.

Announcement Type

New announcement

Date of this announcement

Monday June 19, 2023

The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
RKT	ORDINARY FULLY PAID	15,000,000	19/06/2023

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

ROCKETDNA LTD.

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ACN

Registration number 618678701

1.3 ASX issuer code

RKT

1.4 The announcement is

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New announcement

1.5 Date of this announcement

19/6/2023

Application for quotation of +securities

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Application for quotation of +securities

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Part 2 - Type of Issue

2.1 The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Previous Appendix 3B details:

Announcement Date and	Announcement Title	Selected Appendix 3B to submit quotation
Time		request
05-May-2023 17:38	New - Proposed issue of securities -	A placement or other type of issue
	DLT

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? No

Application for quotation of +securities

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Application for quotation of +securities

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Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B

Placement Details

ASX +security code and description RKT : ORDINARY FULLY PAID

Issue date 19/6/2023

Distribution Schedule

Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.

		Total percentage of +securities held
Number of +securities held	Number of holders	For example, to enter a value of 50%
		please input as 50.00
1 - 1,000		%
1,001 - 5,000		%
5,001 - 10,000		%
10,001 - 100,000		%
100,001 and over		%

Application for quotation of +securities

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted

15,000,000

Are the +securities being issued for a cash consideration?

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No

Please describe the consideration being provided for the +securities

The Company is providing a Limited Recourse Loan to each of Paul Richard Williamson and Chris Clark to facilitate the purchase of the Loan Shares.

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted

0.014000

Any other information the entity wishes to provide about the +securities to be quoted

The shares issued will be subject to a two year voluntary escrow restriction ending on 19 June 2025. See NOM https://cdn -api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02656823-6A1146133?access_token=83ff96335c 2d45a094df02a206a39ff4

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Application for quotation of +securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

	Total number of
ASX +security code and description	+securities on issue
RKT : ORDINARY FULLY PAID	532,203,769

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
RKTAL : CLASS C PERFORMANCE SHARES	10,000,000
RKTAE : OPTION EXPIRING 17-APR-2024 EX $0.1125	955,480
RKTAD : OPTION EXPIRING 13-JUN-2023 EX $0.0027	1,991,581
RKTAJ : CLASS A PERFORMANCE SHARES	20,000,000
RKTAK : CLASS B PERFORMANCE SHARES	15,000,000
RKTAG : OPTION EXPIRING 05-NOV-2024 EX $0.09	948,053
RKTAN : OPTION EXPIRING 30-MAY-2026 EX $0.021	2,000,000
RKTAM : PERFORMANCE RIGHTS	15,000,000
RKTAF : OPTION EXPIRING 24-JUN-2024 EX $0.1125	953,544
RKTAP : OPTION EXPIRING 24-MAY-2027 EX $0.015	1,000,000
RKTAO : PERFORMANCE RIGHTS 2022	12,000,000

Application for quotation of +securities

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