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ROCKETDNA LTD. — Capital/Financing Update 2023
Jun 18, 2023
65709_rns_2023-06-18_11b4b895-d11b-44c5-9c12-f853247c61d8.pdf
Capital/Financing Update
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Announcement Summary
Entity name
ROCKETDNA LTD.
Date of this announcement
Monday June 19, 2023
The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
Total number of +securities to be issued/transferred
| ASX +securitycode | Security description | Total number of+securities to beissued/transferred | Issue date |
|---|---|---|---|
| New class - codeto be confirmed | Emp Options Expiring 22 May 2028 @ $0.01 | 6,500,000 | 19/06/2023 |
Refer to next page for full details of the announcement

Part 1 - Entity and announcement details
1.1 Name of entity
ROCKETDNA LTD.
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
ACN
Registration number
618678701
1.3 ASX issuer code RKT
1.4 The announcement is
New announcement
1.5 Date of this announcement
19/6/2023

Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
does not have an existing ASX security code ("new class")

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX
in an Appendix 3B
| ASX +security code | +Security description |
|---|---|
| New class - code to be confirmed | Emp Options Expiring 22 May 2028 @ $0.01 |
| +Security type | ISIN code |
| Options | |
| Date the +securities the subject of this notification were issued | |
| 19/6/2023 | |
| Yes | Will all the +securities issued in this class rank equally in all respects from their issue date? |
| No | Were any of the +securities issued to +key management personnel (KMP) or an +associate? |
| listing rule 6.1?No | Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under |
| issued. | Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being |
| https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02515998-6A1089357?access_token=8 | |
| 3ff96335c2d45a094df02a206a39ff4 |
Options Details
+Security currency AUD - Australian Dollar Exercise price AUD 0.01000000 Expiry date 22/5/2028
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option
Other
Description
Ordinary fully paid shares
Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02515998-6A1089357?access\_token=8 3ff96335c2d45a094df02a206a39ff4

Any other information the entity wishes to provide about the +securities the subject of this notification
The options are being issued under the South African employee incentive plan with one third vesting every year of employment for the first three years.
Issue details
Number of +securities
6,500,000

Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +Securities (Total number of each +class of +securities quoted) ASX +security code and description Total number of +securities on issue RKT : ORDINARY FULLY PAID 517,203,769
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
| ASX +security code and description | Total number of+securities on issue |
|---|---|
| RKTAL : CLASS C PERFORMANCE SHARES | 10,000,000 |
| RKTAE : OPTION EXPIRING 17-APR-2024 EX $0.1125 | 955,480 |
| RKTAD : OPTION EXPIRING 13-JUN-2023 EX $0.0027 | 1,991,581 |
| RKTAJ : CLASS A PERFORMANCE SHARES | 20,000,000 |
| RKTAK : CLASS B PERFORMANCE SHARES | 15,000,000 |
| RKTAG : OPTION EXPIRING 05-NOV-2024 EX $0.09 | 948,053 |
| RKTAN : OPTION EXPIRING 30-MAY-2026 EX $0.021 | 2,000,000 |
| RKTAM : PERFORMANCE RIGHTS | 15,000,000 |
| RKTAF : OPTION EXPIRING 24-JUN-2024 EX $0.1125 | 953,544 |
| RKTAP : OPTION EXPIRING 24-MAY-2027 EX $0.015 | 1,000,000 |
| RKTAO : PERFORMANCE RIGHTS 2022 | 12,000,000 |
| New class - code to be confirmed : Emp Options Expiring 22 May 2028 @ $0.01 | 6,500,000 |

Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? Yes
5.1a Select the number of the applicable exception in Listing Rule 7.2
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