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ROCKETDNA LTD. — Capital/Financing Update 2023
Dec 7, 2023
65709_rns_2023-12-07_23e19595-0cdb-433d-a4ab-79fcfe162b1b.pdf
Capital/Financing Update
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Announcement Summary
Entity name
ROCKETDNA LTD.
Date of this announcement
Friday December 08, 2023
The +securities the subject of this notification are: Other
Total number of +securities to be issued/transferred
| ASX +securitycode | Security description | Total number of+securities to beissued/transferred | Issue date |
|---|---|---|---|
| New class - codeto be confirmed | Options Expiring 7 December 2025 @ $0.018 | 10,000,000 | 08/12/2023 |
Refer to next page for full details of the announcement

Part 1 - Entity and announcement details
1.1 Name of entity
ROCKETDNA LTD.
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type ABN
Registration number 17618678701
1.3 ASX issuer code RKT
1.4 The announcement is
New announcement
1.5 Date of this announcement
8/12/2023

Part 2 - Issue details
2.1 The +securities the subject of this notification are:
Other
Please specify
These Options are the final securities to be issued under the Appendix 3B lodged on 4 December 2023.
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:
does not have an existing ASX security code ("new class")

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX
in an Appendix 3B
New +securities
| ASX +security code | +Security description |
|---|---|
| New class - code to be confirmed | Options Expiring 7 December 2025 @ $0.018 |
| +Security type | ISIN code |
| Options | |
| Date the +securities the subject of this notification were issued8/12/2023 | |
| Yes | Will all the +securities issued in this class rank equally in all respects from their issue date? |
| No | Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under |
| listing rule 6.1?issued. | Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being |
Options Details
| +Security currency | Exercise price | Expiry date |
|---|---|---|
| AUD - Australian Dollar | AUD 0.01800000 | 7/12/2025 |
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option
Other
Equity Securities
Description
Ordinary fully paid shares (ASX:RKT)
Any other information the entity wishes to provide about the +securities the subject of this notification
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02749285-6A1184559

Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B
These Options were included in the Appendix 3B lodged on 4 December.
Issue details
Number of +securities
10,000,000
Were the +securities issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
The securities were issued to the Lead Manager and or its nominees pursuant to the Lead Manager mandate.
Purpose of the issue
To pay for services rendered
Additional Details
https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02749285-6A1184559

Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +Securities (Total number of each +class of +securities quoted) ASX +security code and description Total number of +securities on issue RKT : ORDINARY FULLY PAID 533,892,624 4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
| ASX +security code and description | Total number of+securities on issue |
|---|---|
| RKTAL : CLASS C PERFORMANCE SHARES | 10,000,000 |
| RKTAE : OPTION EXPIRING 17-APR-2024 EX $0.1125 | 955,480 |
| RKTAJ : CLASS A PERFORMANCE SHARES | 20,000,000 |
| RKTAK : CLASS B PERFORMANCE SHARES | 15,000,000 |
| RKTAG : OPTION EXPIRING 05-NOV-2024 EX $0.09 | 948,053 |
| RKTAN : OPTION EXPIRING 30-MAY-2026 EX $0.021 | 2,000,000 |
| RKTAM : PERFORMANCE RIGHTS | 15,000,000 |
| RKTAQ : OPTION EXPIRING 22-MAY-2028 EX $0.01 | 6,500,000 |
| RKTAF : OPTION EXPIRING 24-JUN-2024 EX $0.1125 | 953,544 |
| RKTAP : OPTION EXPIRING 24-MAY-2027 EX $0.015 | 1,000,000 |
| RKTAO : PERFORMANCE RIGHTS 2022 | 12,000,000 |
| New class - code to be confirmed : Options Expiring 7 December 2025 @ $0.018 | 10,000,000 |

Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? No
5.2b Are any of the +securities being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? Yes
5.2b.1 How many +securities are being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1?
10M Options. see Appendix 3B of 4 December 2023.
5.2c Are any of the +securities being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? N/A