Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ROCKETDNA LTD. Capital/Financing Update 2023

Dec 7, 2023

65709_rns_2023-12-07_23e19595-0cdb-433d-a4ab-79fcfe162b1b.pdf

Capital/Financing Update

Open in viewer

Opens in your device viewer

Announcement Summary

Entity name

ROCKETDNA LTD.

Date of this announcement

Friday December 08, 2023

The +securities the subject of this notification are: Other

Total number of +securities to be issued/transferred

ASX +securitycode Security description Total number of+securities to beissued/transferred Issue date
New class - codeto be confirmed Options Expiring 7 December 2025 @ $0.018 10,000,000 08/12/2023

Refer to next page for full details of the announcement

Part 1 - Entity and announcement details

1.1 Name of entity

ROCKETDNA LTD.

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type ABN

Registration number 17618678701

1.3 ASX issuer code RKT

1.4 The announcement is

New announcement

1.5 Date of this announcement

8/12/2023

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

Other

Please specify

These Options are the final securities to be issued under the Appendix 3B lodged on 4 December 2023.

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX

in an Appendix 3B

New +securities

ASX +security code +Security description
New class - code to be confirmed Options Expiring 7 December 2025 @ $0.018
+Security type ISIN code
Options
Date the +securities the subject of this notification were issued8/12/2023
Yes Will all the +securities issued in this class rank equally in all respects from their issue date?
No Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?issued. Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being

Options Details

+Security currency Exercise price Expiry date
AUD - Australian Dollar AUD 0.01800000 7/12/2025

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

Other

Equity Securities

Description

Ordinary fully paid shares (ASX:RKT)

Any other information the entity wishes to provide about the +securities the subject of this notification

https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02749285-6A1184559

Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B

These Options were included in the Appendix 3B lodged on 4 December.

Issue details

Number of +securities

10,000,000

Were the +securities issued for a cash consideration?

No

Please describe the consideration being provided for the +securities

The securities were issued to the Lead Manager and or its nominees pursuant to the Lead Manager mandate.

Purpose of the issue

To pay for services rendered

Additional Details

https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02749285-6A1184559

Part 4 - +Securities on issue

Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +Securities (Total number of each +class of +securities quoted) ASX +security code and description Total number of +securities on issue RKT : ORDINARY FULLY PAID 533,892,624 4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

ASX +security code and description Total number of+securities on issue
RKTAL : CLASS C PERFORMANCE SHARES 10,000,000
RKTAE : OPTION EXPIRING 17-APR-2024 EX $0.1125 955,480
RKTAJ : CLASS A PERFORMANCE SHARES 20,000,000
RKTAK : CLASS B PERFORMANCE SHARES 15,000,000
RKTAG : OPTION EXPIRING 05-NOV-2024 EX $0.09 948,053
RKTAN : OPTION EXPIRING 30-MAY-2026 EX $0.021 2,000,000
RKTAM : PERFORMANCE RIGHTS 15,000,000
RKTAQ : OPTION EXPIRING 22-MAY-2028 EX $0.01 6,500,000
RKTAF : OPTION EXPIRING 24-JUN-2024 EX $0.1125 953,544
RKTAP : OPTION EXPIRING 24-MAY-2027 EX $0.015 1,000,000
RKTAO : PERFORMANCE RIGHTS 2022 12,000,000
New class - code to be confirmed : Options Expiring 7 December 2025 @ $0.018 10,000,000

Part 5 - Other Listing Rule requirements

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? No

5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? No

5.2b Are any of the +securities being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? Yes

5.2b.1 How many +securities are being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1?

10M Options. see Appendix 3B of 4 December 2023.

5.2c Are any of the +securities being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? N/A