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RAMELIUS RESOURCES LIMITED Major Shareholding Notification 2020

Oct 29, 2020

65718_rns_2020-10-29_bb093184-4376-4cab-aece-ae38840af364.pdf

Major Shareholding Notification

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604 GUIDE page 1/1 13 March 2000

Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Ramelius Resources Limited ACN/ARSN 001 717 540

1. Details of substantial holder (1)
Name
Van Eck Associates Corporation (and its associates referred to in paragraph 6).
ACN/ARSN (if applicable)
N/A
There was a change in the interests of the
substantial holder on
27/10/2020
The previous notice was given to the company on
25/06/2020
The previous notice was dated
24/06/2020
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Previous notice Present notice
Class of securities (4)
Person’s votes		 Voting power(5) Person’s votes Voting power(5)
Ordinaryshares
78,149,819 9.73% 86,794,884 10.73%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or
scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of
change
Person whose
relevant interest
changed
Nature of
change (6)		 Consideration
given in relation
to change (7)		 Class and
number of
securities
affected		 Person’s votes
affected
Van Eck Associates
Corporation(VEAC)
See Annexure A
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of Registered Person entitled Nature of Class and
relevant holder of to be registered relevant number of Person’s votes
interest securities as holder (8) interest (6) securities
VEAC Bank of New York VanEck Vectors Gold VEAC holds its relevant Ordinary shares 5.72%
Mellon as custodian
for VanEck Vectors		 Miners ETF (GDX) interest by having the
power to exercise, control		 46,231,178
Gold Miners ETF the exercise of, or
influence the exercise of,
the voting powers or
disposal of the securities
to which the relevant
interest relates in the
ordinary course of
investment management
business.

ME_177310113_1

VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Junior Gold Miners
ETF		 VanEck Vectors
Junior Gold Miners
ETF (GDXJ)		 Same as above. Ordinary shares
35,622,922		 4.40%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Small Cap Dividend
Payers ETF		 VanEck Vectors
Small Cap Dividend
Payers ETF
(MVS.AU)		 Same as above. Ordinary shares
636,639		 0.08%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Global Mining UCITS
ETF		 VacEck Vectors
Global Mining UCITS
ETF (UCTGDIG)		 Same as above. Ordinary shares
14,135		 0.00%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Gold Miners UCITS
ETF		 VanEck Vectors Gold
Miners UCITS ETF
(UCTGDX)		 Same as above. Ordinary shares
2,148,750		 0.27%
VEAC Bank of New York
Mellon as custodian
for VanEck Vectors
Junior Gold Miners
UCITS ETF		 VanEck Vectors
Junior Gold Miners
UCITS ETF
(UCTGDXJ)		 Same as above. Ordinary shares
2,141,260		 0.26%

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
VEAC 666 Third Avenue, New York, NY 10017
Van Eck Securities Corporation 666 Third Avenue, New York, NY 10017
Van Eck Absolute Return Advisers, Inc. 666 Third Avenue, New York, NY 10017
VanEck Australia PtyLtd Level 4 Aurora Place, 88 PhillipStreet, SydneyNSW 2000
VanEck Investments Limited Level 4 Aurora Place, 88 PhillipStreet, SydneyNSW 2000

Signature

print name JIM PARKER
capacity
AVP
sign here
date
29/10/2020
DIRECTIONS
er of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar,
d to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
paragraph 6 of the form.
f "associate" in section 9 of the Corporations Act 2001.

(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

(2) See the definition of "associate" in section 9 of the Corporations Act 2001.

(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

ME_177310113_1

(4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (6) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown’”.

  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

ME_177310113_1

Initial: __[Date: 29/10/2020]

This is Annexure A of 5 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest		 Date of Acquisition B/S Consideration
Cash		 Consideration
Non-Cash		 Number of Securities
GDX 06/22/2020 S - In-Kind 55,704
GDX 06/23/2020 B - In-Kind 136,728
GDX 06/25/2020 S - In-Kind 15,192
GDX 06/26/2020 B - In-Kind 187,368
GDX 06/29/2020 B - In-Kind 151,920
GDX 06/30/2020 B - In-Kind 40,520
GDX 07/06/2020 S - In-Kind 35,455
GDX 07/07/2020 S - In-Kind 151,950
GDX 07/08/2020 S - In-Kind 60,768
GDX 07/09/2020 S - In-Kind 126,600
GDX 07/13/2020 S - In-Kind 35,448
GDX 07/14/2020 S - In-Kind 75,960
GDX 07/15/2020 S - In-Kind 10,128
GDX 07/20/2020 B - In-Kind 202,560
GDX 07/21/2020 B - In-Kind 5,063
GDX 07/22/2020 S - In-Kind 111,386
GDX 07/24/2020 S - In-Kind 318,969
GDX 07/27/2020 S - In-Kind 75,945
GDX 07/28/2020 S - In-Kind 86,071
GDX 07/30/2020 S - In-Kind 5,063
GDX 08/04/2020 S - In-Kind 96,178
GDX 08/05/2020 B - In-Kind 131,612
GDX 08/10/2020 B - In-Kind 25,310
GDX 08/11/2020 S - In-Kind 96,178
GDX 08/12/2020 B - In-Kind 45,558
GDX 08/13/2020 S - In-Kind 192,356
GDX 08/17/2020 B - In-Kind 20,252
GDX 08/18/2020 S - In-Kind 91,134
GDX 08/19/2020 S - In-Kind 101,260
GDX 08/24/2020 S - In-Kind 55,704
GDX 08/25/2020 B - In-Kind 35,462
GDX 08/26/2020 B - In-Kind 319,158
GDX 08/27/2020 B - In-Kind 40,528
GDX 09/02/2020 S - In-Kind 50,680
GDX 09/04/2020 B - In-Kind 192,584
GDX 09/08/2020 B - In-Kind 364,896
GDX 09/10/2020 S - In-Kind 5,072
GDX 09/11/2020 S - In-Kind 30,438
GDX 09/16/2020 S - In-Kind 142,044
GDX 09/17/2020 S - In-Kind 116,679
GDX 09/18/2020 S - In-Kind 5,073
GDX 09/18/2020 B 4,849,569.37 - 1,962,015
GDX 09/21/2020 S - In-Kind 10,590
1 of
Page
5

This is Annexure A of 5 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest		 Date of Acquisition B/S Consideration
Cash		 Consideration
Non-Cash		 Number of Securities
GDX 09/22/2020 B - In-Kind 37,065
GDX 09/23/2020 B - In-Kind 195,878
GDX 09/24/2020 B - In-Kind 10,590
GDX 09/25/2020 B - In-Kind 254,112
GDX 09/28/2020 S - In-Kind 26,475
GDX 09/30/2020 B - In-Kind 10,592
GDX 10/06/2020 S - In-Kind 5,296
GDX 10/07/2020 S - In-Kind 190,656
GDX 10/08/2020 S - In-Kind 10,592
GDX 10/12/2020 B - In-Kind 47,664
GDX 10/20/2020 B 480,812.87 - 227,714
GDX 10/22/2020 B - In-Kind 5,320
GDX 10/23/2020 B - In-Kind 223,398
GDXJ 06/23/2020 S - In-Kind 87,636
GDXJ 06/24/2020 S - In-Kind 73,025
GDXJ 06/26/2020 S - In-Kind 204,470
GDXJ 07/08/2020 B - In-Kind 29,202
GDXJ 07/09/2020 B - In-Kind 101,969
GDXJ 07/10/2020 B - In-Kind 174,804
GDXJ 07/17/2020 B - In-Kind 116,528
GDXJ 07/21/2020 B - In-Kind 145,640
GDXJ 07/22/2020 B - In-Kind 116,520
GDXJ 07/23/2020 B - In-Kind 160,204
GDXJ 07/27/2020 S - In-Kind 43,692
GDXJ 07/28/2020 B - In-Kind 116,496
GDXJ 07/29/2020 S 272,921.40 - 125,281
GDXJ 08/05/2020 B - In-Kind 420,964
GDXJ 08/10/2020 B - In-Kind 145,160
GDXJ 08/12/2020 S - In-Kind 58,068
GDXJ 08/14/2020 S - In-Kind 43,569
GDXJ 08/18/2020 B - In-Kind 116,176
GDXJ 08/19/2020 B - In-Kind 29,044
GDXJ 09/02/2020 S - In-Kind 43,593
GDXJ 09/10/2020 S - In-Kind 58,164
GDXJ 09/14/2020 S - In-Kind 72,740
GDXJ 09/18/2020 B 7,844,879.78 - 3,173,843
GDXJ 09/21/2020 B 239,115.78 - 96,909
GDXJ 09/23/2020 B - In-Kind 48,027
GDXJ 09/28/2020 B - In-Kind 160,130
GDXJ 10/05/2020 S - In-Kind 128,112
GDXJ 10/06/2020 S - In-Kind 144,108
GDXJ 10/12/2020 B - In-Kind 64,052
GDXJ 10/26/2020 B - In-Kind 64,052

Page 2 of 5

This is Annexure A of 5 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest		 Date of Acquisition B/S Consideration
Cash		 Consideration
Non-Cash		 Number of Securities
GDXJ 10/27/2020 B 528,733.67 - 275,908
UCTGDX 06/22/2020 B 2,975.23 - 1,506
UCTGDX 06/22/2020 B 89,611.44 - 42,872
UCTGDX 06/23/2020 B 22,619.50 - 10,718
UCTGDX 06/24/2020 B 23,048.31 - 10,718
UCTGDX 06/24/2020 B 11,524.15 - 5,359
UCTGDX 06/25/2020 B 32,482.04 - 16,077
UCTGDX 06/25/2020 B 32,478.79 - 16,077
UCTGDX 07/06/2020 B 21,386.69 - 10,718
UCTGDX 07/07/2020 B 10,827.35 - 5,359
UCTGDX 07/08/2020 B 66,572.09 - 32,154
UCTGDX 07/08/2020 B 33,282.72 - 16,077
UCTGDX 07/13/2020 B 75,989.44 - 37,246
UCTGDX 07/21/2020 B 104,169.94 - 48,222
UCTGDX 07/21/2020 B 69,453.57 - 32,148
UCTGDX 07/24/2020 B 23,897.00 - 10,714
UCTGDX 07/27/2020 B 36,967.00 - 16,071
UCTGDX 08/04/2020 B 90,435.20 - 42,856
UCTGDX 08/04/2020 B 33,916.59 - 16,071
UCTGDX 08/06/2020 B 12,053.41 - 5,356
UCTGDX 08/12/2020 B 62,195.60 - 32,136
UCTGDX 08/13/2020 B 20,678.29 - 10,712
UCTGDX 08/14/2020 B 20,678.29 - 10,712
UCTGDX 08/14/2020 B 10,339.15 - 5,356
UCTGDX 08/17/2020 B 21,432.29 - 10,714
UCTGDX 08/17/2020 B 10,716.14 - 5,357
UCTGDX 08/19/2020 B 207,678.85 - 101,783
UCTGDX 08/24/2020 B 64,927.70 - 32,136
UCTGDX 08/24/2020 B 21,642.57 - 10,712
UCTGDX 08/27/2020 B 85,438.84 - 42,288
UCTGDX 09/02/2020 B 114,233.44 - 53,620
UCTGDX 09/03/2020 B 11,584.24 - 5,362
UCTGDX 09/03/2020 B 34,752.71 - 16,086
UCTGDX 09/11/2020 B 61,715.17 - 26,830
UCTGDX 09/14/2020 B 12,668.65 - 5,367
UCTGDX 09/17/2020 B 13,256.67 - 5,366
UCTGDX 09/18/2020 B 222,235.63 - 89,911
UCTGDX 09/21/2020 B 25,483.66 - 10,796
UCTGDX 09/23/2020 B 12,102.74 - 5,602
UCTGDX 09/25/2020 B 11,486.40 - 5,602
UCTGDX 09/28/2020 B 81,581.43 - 39,214
UCTGDX 10/01/2020 S 66,177.06 - 31,670
UCTGDX 10/02/2020 S 23,075.62 - 11,204
3 of
Page
5

This is Annexure A of 5 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest		 Date of Acquisition B/S Consideration
Cash		 Consideration
Non-Cash		 Number of Securities
UCTGDX 10/22/2020 B 22,368.80 - 10,964
UCTGDXJ 06/24/2020 B 158,273.03 - 73,608
UCTGDXJ 07/08/2020 S 5,578.88 - 2,697
UCTGDXJ 07/22/2020 B 51,540.57 - 22,801
UCTGDXJ 07/24/2020 B 27,293.97 - 12,237
UCTGDXJ 07/27/2020 B 28,150.73 - 12,237
UCTGDXJ 07/27/2020 B 112,591.66 - 48,948
UCTGDXJ 07/29/2020 S 8,323.95 - 3,821
UCTGDXJ 08/05/2020 B 53,939.21 - 24,402
UCTGDXJ 08/14/2020 B 94,185.70 - 48,796
UCTGDXJ 08/18/2020 B 25,635.63 - 12,205
UCTGDXJ 08/20/2020 B 24,534.95 - 12,204
UCTGDXJ 08/24/2020 B 49,314.02 - 24,408
UCTGDXJ 09/02/2020 B 104,039.60 - 48,840
UCTGDXJ 09/10/2020 B 138,113.62 - 61,100
UCTGDXJ 09/14/2020 B 57,713.54 - 24,450
UCTGDXJ 09/18/2020 B 458,957.44 - 185,757
UCTGDXJ 09/21/2020 B 17,703.05 - 7,157
UCTGDXJ 10/14/2020 B 31,365.08 - 14,127
UCTGDXJ 10/15/2020 B 29,187.04 - 13,146
UCTGDXJ 10/16/2020 B 29,767.78 - 13,780
UCTGDXJ 10/27/2020 B 31,928.16 - 16,671
MVSAU 06/26/2020 B 4,169.65 - 2,074
MVSAU 06/30/2020 S 18,271.13 - 9,184
MVSAU 07/29/2020 S 1,163.73 - 534
MVSAU 08/05/2020 S 3,259.39 - 1,475
MVSAU 08/13/2020 S 2,238.56 - 1,160
MVSAU 09/01/2020 S 3,540.07 - 1,647
MVSAU 09/01/2020 B - In-Kind 16,691
MVSAU 09/04/2020 B 1,236.30 - 583
MVSAU 09/11/2020 B 2,236.34 - 972
MVSAU 09/18/2020 B 337,634.18 - 136,694
MVSAU 09/28/2020 B 2,858.71 - 1,374
MVSAU 10/05/2020 S 928.40 - 453
MVSAU 10/19/2020 S 3,965.00 - 1,811
MVSAU 10/22/2020 S 772.95 - 379
UCTGDIG 07/15/2020 B 2,172.07 - 1,091
UCTGDIG 07/27/2020 B 6,762.74 - 2,939
UCTGDIG 08/14/2020 B 1,907.70 - 988
UCTGDIG 08/27/2020 S 1,992.84 - 987
UCTGDIG 09/17/2020 B 2,500.76 - 1,012
UCTGDIG 09/18/2020 B 4,435.65 - 1,795
UCTGDIG 10/20/2020 B 2,556.36 - 1,211

Page 4 of 5

This is Annexure A of 5 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant
interest		 Date of Acquisition B/S Consideration
Cash		 Consideration
Non-Cash		 Number of Securities
UCTGDIG 10/22/2020 S 2,342.91 - 1,149
In-Kind transactions result from UCTGDIG receiving a basket of securities (including RAMELIUS
RESOURCES LTD) in exchange for securities in UCTGDIG.

Page 5 of 5

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