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RAIDEN RESOURCES LIMITED Major Shareholding Notification 2014

Apr 21, 2014

65675_rns_2014-04-21_6d5f3b53-e8e3-41d5-8107-dc9e6dbbd222.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme SubZero Group Limited (Company)
ACN/ARSN 009 161 522
1. Details of substantial holder(1)
Name Scott Michael Farrell and his associates listed in Annexure A (collectively SF Group)
ACN/ARSN (if applicable) N/A
There was a change in the interests of thesubstantial holder on 22/04/2014
The previous notice was given to the companyon 16/04/2014
The previous notice was dated 16/04/2013

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Fully paid ordinary shares(FPO Shares) 39,751,200 15.72% 54,751,200 21.65%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:

Date ofchange Person whoserelevant interestchanged Nature of change (6) Consideration givenin relation to change(7) Class andnumber ofsecuritiesaffected Person'svotesaffected
11/04/2014 Subzero ServicesPty Limited Legal title andbeneficial interest heldby Subzero ServicesPty Limited Nil 15,000,000FPO Shares 15,000,000

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder ofrelevantinterest Registeredholder ofsecurities Person entitled tobe registered asholder (8) Nature of relevant interest(6) Class andnumber ofsecurities Person'svotes
ScottMichaelFarrell As below As below Relevant interest undersections 608(1) (b) and (3)of the Corporations Act2001 (Act) arising from (i)power to control theexercise of the votingrights attached to, and thedisposal of, the securitiesand (ii) control over thebeneficial owners of thesecurities. 54,751,200 FPOShares 54,751,200

SZG - ASIC Form 604 Notice Change of interests of Substantial Holder - Scott Farrell 220414

SF AutoAustralia PtyLtd (astrustee forthe SFInvestmentTrust) (SFITTrustee) SFIT Trustee SFIT Trustee Relevantinterestundersection 608(1) (a) of theAct as registered holder ofthe securities. 1,875 FPOShares 1,875
SubzeroServices PtyLimited SubzeroServices PtyLimited Subzero ServicesPty Limited Relevant interest undersection 608(1) (a) of theAct as registered holder ofthe securities. 48,897,045 FPOShares 48,897,045
Value AddPropertyInvestmentsPty Ltd (astrustee forthe FarrellInvestmentTrust) (FITTrustee) FIT Trustee FIT Trustee Relevantinterestundersection 608(1) (a) of theAct as registered holder ofthe securities. 5,852,280 FPOShares 5,852,280
SF Group(other thanScottMichaelFarrell, SFITTrustee, SSand FITTrustee) N/A N/A N/A N/A N/A

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Scott Michael Farrell 10 Carramere Drive, Muswellbrook NSW 2333
SFIT Trustee PO Box 5, Muswellbrook NSW 2333
Subzero Services Pty Limited PO Box 5, Muswellbrook NSW 2333
FIT Trustee PO Box 5, Muswellbrook NSW 2333
SF Group PO Box 5, Muswellbrook NSW 2333

Signature

print name Scott Michael Farrell capacity Director
sign here date22/04/2014

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.
  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
  • (4) The voting shares of a company constitute one class unless divided into separate classes.
  • (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • (6) Include details of:
    • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or
  • SZG ASIC Form 604 Notice Change of interests of Substantial Holder Scott Farrell 220414

arrangement; and

(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • (8) If the substantial holder is unable to determine the identify of the person (eg. if the relevant interest arises because of an option) write "unknown".
  • (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure "A"

This is Annexure "A" of one (1) page referred to in ASIC Form 604 "Notice of change of interests of substantial holder" dated 22 April 2014

________________________

Scott Michael Farrell

Entity ACN
SF Auto Australia Pty Ltd 111 133 156
Subzero Services Pty Limited 086 937 984
Value Add Property Investments Pty Ltd 110 853 300
Carramere Investments Pty Limited 104 149 680
Scott Farrell Group Pty Ltd 112 661 659
TMD Investments Pty Ltd 159 789 036
Yung Investments Pty Ltd 121 274 253
Subzero Management Services Pty Limited 102 637 454
APS Newcastle Pty Ltd 112 624 487
Glen Munro Investments Pty Ltd 152 159 129
Farrell Logistics Pty Ltd 147 530 818