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RAIDEN RESOURCES LIMITED Major Shareholding Notification 2014
65675_rns_2014-07-07_a4b2aec6-a279-470d-9e42-381867ea4a22.pdf
Major Shareholding Notification
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8 July 2014
Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000
Dear Sir/Madam,
Notice of Ceasing to be a Substantial Holder
In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Ceasing to be a Substantial Holder (Form 605) in respect of Subzero Group Limited.
A notice in substantially the same terms will also be lodged with the ASX on behalf of Westpac Banking Corporation (WBC).
Yours faithfully,
Chris Millard Company Secretary
{00006598.DOC}BT Investment Management Limited ABN 28 126 385 822
PO Box 7072 Sydney NSW 2001 Australia
The Chifley Tower Level 15, 2 Chifley Square Sydney NSW 2000 Australia Tel 612 8253 2999
Form 605
Corporations Law Section 671B Notice of ceasing to be a substantial holder
| To | Company Name/Scheme | SUBZERO GROUP LIMITED (SZG) |
|---|---|---|
| ACN/ARSN | ABN 69 009 161 522 | |
| 1.Name | Details of substantial holder(1) | BT INVESTMENT MANAGEMENT LIMITED (BTT) |
| ACN/ARSN (if applicable) | ABN 28 126 385 822 | |
| The holder ceased to be asubstantial holder on | 04/07/2014 | |
| The previous notice was given to the company on | 18/12/2013 | |
| The previous notice was dated | 16/12/2013 |
2. Changes in relevant interests
Particulars of each change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interestchanged | Nature ofchange (4) | Considerationgiven in relationto change (5) | Class (6) andnumber ofsecuritiesaffected | Person'svotesaffected |
|---|---|---|---|---|---|
| 4/07/2014 | WBC & its Associates, BTFunds ManagementLimited, BT InvestmentManagement (Institutional)Limited | SeeSchedule | SeeSchedule | SeeSchedule | SeeSchedule |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to the voting interests of the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent St, Sydney |
| NSW 2000 | |
| BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney |
| NSW 2000 | |
| BT Investment Management (Institutional) | Level 14, Chifley Tower, 2 Chifley Square |
| Limited | SYDNEY NSW 2000 |
| SUBZERO GROUP LIMITED (SZG) | The Company Secretary |
| SUBZERO GROUP LIMITED (SZG) | |
| Level 1, 39/43 Bridge Street | |
| MUSWELLBROOK NSW 2333 | |
| Tel: +61 2 6540 9400 | |
| Fax: +61 2 6540 9444 |
Signature
| print name | Chris Millard | capacity | Company Secretary |
|---|---|---|---|
sign here date 08/07/2014
DIRECTIONS
- (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
- (2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Law.
- (3) See the definition of "associate" in section 9 of the Corporations Law.
- (4) Include details of:
- (a) Any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- (b) Any qualification of the power of a person to exercise, control the exercise of, the voting powers or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
- See the definition of "relevant agreement" in section 9 of the Corporations Law.
- (5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- (6) The voting shares of a company constitute one class unless divided into separate classes.
- (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
SCHEDULE 2
Sales & Purchases for the period : 17/12/2013 to 4/07/2014 SECURITY: SZG
| BT Funds Management Limited | |||
|---|---|---|---|
| Date | Registered Company | Quantity | Value |
| 6/05/2014 | BT Portfolio Services Limited | -23,500 | -1,964.60 |
| Total | -23,500 | -1,964.60 | |
| BT Funds Management Limited Total : | -23,500 | -1,964.60 | |
| BT Investment Management (Institutional) Limited | |||
| Date | Registered Company | Quantity | Value |
| 7/01/2014 | HSBC Custody Nominees (Australia) Limited. | -60,000 | -6,600.00 |
| 30/01/2014 | HSBC Custody Nominees (Australia) Limited. | -64,960 | -6,496.00 |
| 30/01/2014 | HSBC Custody Nominees (Australia) Limited. | -115,000 | -11,500.00 |
| 30/01/2014 | HSBC Custody Nominees (Australia) Limited. | -27,040 | -2,704.00 |
| 31/01/2014 | HSBC Custody Nominees (Australia) Limited. | -189,000 | -20,790.00 |
| 3/02/2014 | HSBC Custody Nominees (Australia) Limited. | -600,000 | -72,000.00 |
| 4/02/2014 | HSBC Custody Nominees (Australia) Limited. | -588 | -76.44 |
| 7/02/2014 | HSBC Custody Nominees (Australia) Limited. | -391,905 | -47,028.60 |
| 14/02/2014 | HSBC Custody Nominees (Australia) Limited. | -108,095 | -12,971.40 |
| 28/02/2014 | HSBC Custody Nominees (Australia) Limited. | -168,541 | -20,224.92 |
| 5/03/2014 | HSBC Custody Nominees (Australia) Limited. | -36,459 | -4,375.08 |
| 27/06/2014 | HSBC Custody Nominees (Australia) Limited. | -200,000 | -16,000.00 |
| 1/07/2014 | HSBC Custody Nominees (Australia) Limited. | -183,472 | -12,843.04 |
| 3/07/2014 | HSBC Custody Nominees (Australia) Limited. | -25,849 | -1,809.43 |
| 4/07/2014 | HSBC Custody Nominees (Australia) Limited. | -4,800,000 | -336,000.00 |
| Total | -6,970,909 | -571,418.91 | |
| BT Investment Management (Institutional) Limited | |||
| Total : | -6,970,909 | -571,418.91 |
ANNEXURE A – ASSOCIATED COMPANIES
This is annexure 'A' (being 3 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac and its associated entities
Tim Hartin – Company Secretary WBC – 04/07/2014
| Westpac Banking Corporation | Australia | Packaging Properties 1 Pty Limited | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | Packaging Properties 2 Pty Limited | Australia |
| 1925 (Industrial) Pty Limited | Australia | Packaging Properties 3 Pty Limited | Australia |
| 1925 Advances Pty Limited | Australia | Partnership Pacific Pty Limited | Australia |
| A.G.C. (Pacific) Limited | Papua NewGuinea | Partnership Pacific Securities Pty Limited | Australia |
| Advance Asset Management Limited | Australia | Pashley Investments Pty Limited | Australia |
| Altitude Administration Pty Limited | Australia | Qvalent Pty Limited | Australia |
| Altitude Rewards Pty Limited | Australia | RAMS Financial Group Pty Limited | Australia |
| Aotearoa Financial Services Limited | New Zealand | Reinventure ILP | Australia |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | RMS Warehouse Trust 2007-1 | Australia |
| Ascalon Capital Managers Limited | Australia | Sallmoor Pty Limited | Australia |
| Ascalon Funds Seed Pool Trust | Australia | Securitor Financial Group Limited | Australia |
| Asgard Capital Management Limited | Australia | Seed Pool Trust No. 2 | Australia |
| Asgard Wealth Solutions Limited | Australia | Series 2007-1G WST Trust | Australia |
| Australian Loan Processing Security Company Pty Ltd | Australia | Series 2008-1M WST Trust | Australia |
| Australian Loan Processing Security Trust | Australia | Series 2009-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2011 - 1 | Australia | Series 2011-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2011 - 2 | Australia | Series 2011-2 WST Trust | Australia |
| Bella Trust No. 2 Series 2011 - 3 | Australia | Series 2011-3 WST Trust | Australia |
| Bella Trust No. 2 Series 2012 - 1 | Australia | Series 2012-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2010 - 1 | Australia | Series 2013-1 WST Trust | Australia |
| Bella Trust No. 2 Series 2010 - 2 | Australia | Series 2013-2 WST Trust | Australia |
| Belliston Pty Limited | Australia | Series 2014-1 WST Trust | Australia |
| Bill Acceptance Corporation Pty Limited | Australia | SIE-Lease (Australia) Pty Limited | Australia |
| BLE Capital Investments Pty Limited | Australia | SIE-Lease (New Zealand) Pty Limited | New Zealand |
| BLE Capital Limited | Australia | Sixty Martin Place (Holdings) Pty Limited | Australia |
| BLE Development Pty Limited | Australia | St.George Business Finance Pty Limited | Australia |
| BLE Holdings Pty Limited | Australia | St.George Custodial Pty Limited | Australia |
| BT (Queensland) Pty Limited | Australia | St.George Equity Finance Limited | Australia |
| BT Australia Pty Limited | Australia | St.George Finance Holdings Limited | Australia |
| BT Financial Group (NZ) Limited | New Zealand | St.George Finance Limited | Australia |
| BT Financial Group Pty Limited | Australia | St.George Life Limited | Australia |
| BT Funds Management (NZ) Limited | New Zealand | St.George Motor Finance Limited | Australia |
| BT Funds Management Limited | Australia | St.George Procurement Management Pty Limited | Australia |
| BT Funds Management No.2 Limited | Australia | St.George Security Holdings Pty Limited | Australia |
| BT Investment Management (Fund Services) Limited | Australia | Sydney Capital Corp Inc. | USA |
| BT Investment Management (Institutional) Limited | Australia | Tavarua Funding Trust IV | USA |
| BT Investment Management Limited | Australia | Teuton Pty Limited | Australia |
| BT Long Term Income Fund | Australia | The Home Mortgage Company Limited | New Zealand |
| BT Portfolio Services Limited | Australia | The Mortgage Company Pty Limited | Australia |
| BT Private Nominees Pty Limited | Australia | The Warehouse Financial Services Limited | New Zealand |
| BT Securities Limited | Australia | Value Nominees Pty Limited | Australia |
| BT Short Term Income Fund | Australia | W1 Investments Pty Limited | Australia |
|---|---|---|---|
| BTIM UK Limited | UK | Waratah Receivables Corp Pty Limited | Australia |
| Canning Park Capital Pte. Ltd | Australia | Waratah Securities Australia Limited | Australia |
| Capital Corporate Finance Limited | Australia | Westpac (NZ) Investments Limited | New Zealand |
| Capital Finance (NZ) Limited | Australia | Westpac Administration Pty Limited | Australia |
| Capital Finance Australia Limited | Australia | Westpac Administration 2 Limited | Australia |
| Capital Finance New Zealand Limited | Australia | Westpac Administration 3 Limited | Australia |
| Capital Fleetlease Limited | Australia | Westpac Administration 3 Limited | Australia |
| Capital Motor Finance Limited | Australia | Westpac Altitude Rewards Trust | Australia |
| Capital Rent Group Limited | New Zealand | Westpac Americas Inc. | USA |
| Castlereagh Trust | Australia | Westpac Asian Lending Pty Limited | Australia |
| CBA Limited | Australia | Westpac Bank of Tonga | Tonga |
| Challenge Limited | Australia | Westpac Bank Samoa Limited | Samoa |
| Core Infrastructure Income Feeder 1 L P | UK | Westpac Bank-PNG-Limited | Papua NewGuinea |
| Core Infrastructure Income Feeder 2 L P | UK | Westpac Capital Holdings Inc. | USA |
| Core Infrastructure Income Master L P | UK | Westpac Capital Markets Holding Corp. | USA |
| Crusade ABS Series 2012 - 1 Trust | Australia | Westpac Capital Markets LLC | USA |
| Crusade ABS Series 2013 - 1 Trust | Australia | Westpac Capital Trust IV | USA |
| Crusade CP Management Pty Limited | Australia | Westpac Capital-NZ-Limited | New Zealand |
| Crusade CP No.1 Pty Limited | Australia | Westpac Cash PIE Fund | Australia |
| Crusade CP Trust No. 41 | Australia | Westpac Cook Cove Trust I | Australia |
| Crusade CP Trust No. 44 | Australia | Westpac Cook Cove Trust II | Australia |
| Crusade CP Trust No. 48 | Australia | Westpac Covered Bond Trust | Australia |
| Crusade CP Trust No. 49 | Australia | Westpac Custodian Nominees Limited | Australia |
| Crusade CP Trust No. 50 | Australia | Westpac Debt Securities Pty Limited | Australia |
| Crusade CP Trust No. 52 | Australia | Westpac Delta LLC | USA |
| Crusade CP Trust No. 53 | Australia | Westpac Direct Equity Investments Pty Limited | Australia |
| Crusade CP Trust No. 54 | Australia | Westpac Equipment Finance (No.1) Pty Limited | Australia |
| Crusade CP Trust No. 55 | Australia | Westpac Equipment Finance Limited | Australia |
| Crusade CP Trust No. 56 | Australia | Westpac Equity Holdings Pty Limited | Australia |
| Crusade CP Trust No. 57 | Australia | Westpac Equity Investments NZ Limited | New Zealand |
| Crusade CP Trust No. 58 | Australia | Westpac Equity Pty Limited | Australia |
| Crusade CP Trust No. 60 | Australia | Westpac Europe Limited | UK |
| Crusade Euro Trust 1E of 2006 | Australia | Westpac Finance (HK) Limited | Hong Kong |
| Crusade Euro Trust 1E of 2007 | Australia | Westpac Financial Consultants Limited | Australia |
| Crusade Global Trust 1 of 2005 | Australia | Westpac Financial Holdings Pty Limited | Australia |
| Crusade Global Trust 1 of 2006 | Australia | Westpac Financial Services Group Limited | Australia |
| Crusade Global Trust 1 of 2007 | Australia | Westpac Financial Services Group-NZ-Limited | New Zealand |
| Crusade Global Trust 2 of 2005 | Australia | Westpac Financial Services Limited | Australia |
| Crusade Global Trust 2 of 2006 | Australia | Westpac Funding Holdings Pty Limited | Australia |
| Crusade Management Limited | Australia | Westpac Funds Financing Holdco Pty Limited | Australia |
| Crusade Trust 1A of 2005 | Australia | Westpac Funds Financing Pty Limited | Australia |
| Crusade 2P Trust of 2008 | Australia | Westpac General Insurance Limited | Australia |
| Danaby Pty Limited | Australia | Westpac General Insurance Services Limited | Australia |
| eQR Securities Pty. Limited | Australia | Westpac Global Capital Markets Pty Limited | Australia |
| Europe Infrastructure Debt LP | UK | Westpac Group Investment-NZ-Limited | New Zealand |
| G.C.L. Investments Pty Limited | Australia | Westpac Group Investments Australia Pty Limited | Australia |
| General Credit Holdings Pty Limited | Australia | Westpac Holdings-NZ-Limited | New Zealand |
{00006597.DOCX}Page 6 of 7
| General Credits Pty Limited | Australia | Westpac Investment Capital Corporation | USA |
|---|---|---|---|
| Halcyon Securities Limited | Australia | Westpac Investment Vehicle No.2 Pty Limited | Australia |
| Hastings Advisers LLC | USA | Westpac Investment Vehicle No.3 Pty Limited | Australia |
| Hastings Forestry Investments Limited | New Zealand | Westpac Investment Vehicle Pty Limited | Australia |
| Hastings Forests Australia Pty Limited | Australia | Westpac Investments U.K. Limited | UK |
| Hastings Funds Management (UK) Limited | Singapore | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
| Hastings Funds Management (USA) Inc. | UK | Westpac Lenders Mortgage Insurance Limited | Australia |
| Hastings Funds Management Asia Pty. Limited | USA | Westpac Life Insurance Services Limited | Australia |
| Hastings Funds Management Limited | Australia | Westpac Life-NZ-Limited | New Zealand |
| Hastings Group Pty Limited | Australia | Westpac New Zealand Group Limited | New Zealand |
| Hastings Infrastructure 1 Limited | UK | Westpac New Zealand Limited | New Zealand |
| Hastings Infrastructure 2 Limited | UK | Westpac Nominees-NZ-Limited | New Zealand |
| Hastings Investment Capital LP | USA | Westpac NZ Covered Bond Holdings Limited | New Zealand |
| Hastings Investment Management Pty Ltd | USA | Westpac NZ Covered Bond Limited | New Zealand |
| Hastings Investments GP LLC | Australia | Westpac NZ Leasing Limited | New Zealand |
| Hastings Korea Company Limited | Korea | Westpac NZ Operations Limited | New Zealand |
| Hastings Management Pty Limited | Australia | Westpac NZ Securitisation Holdings Limited | New Zealand |
| Hastings Private Equity Fund IIA Pty Limited | Australia | Westpac NZ Securitisation Limited | New Zealand |
| Hickory Trust | Australia | Westpac NZ Securitisation No. 2 Limited | New Zealand |
| Hitton Pty Limited | Australia | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| HLT Custodian Trust | New Zealand | Westpac Overseas Holdings Pty Limited | Australia |
| Infrastructure GP LLP | UK | Westpac Pacific Limited Partnership | Australia |
| Infrastructure GP 2 LLP | UK | Westpac Properties Limited | Australia |
| J O Hambro Capital Management Holdings Limited | UK | Westpac RE Limited | Australia |
| J O Hambro Capital Management Limited | UK | Westpac Securities Administration Limited | Australia |
| JOHCM (Singapore) Pte Limited | Singapore | Westpac Securities Limited | Australia |
| JOHCM (USA) Inc | USA | Westpac Securities NZ Limited | New Zealand |
| Magnitude Group Pty Limited | Australia | Westpac Securitisation Holdings Pty Limited | Australia |
| MIF Custodian Trust | New Zealand | Westpac Securitisation Management Pty Limited | Australia |
| Mortgage Management Pty Limited | Australia | Westpac Singapore Limited | Singapore |
| Nationwide Management Pty Limited | Australia | Westpac Structured Products Limited | Australia |
| Net Nominees Limited | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| North Ryde Office Trust | Australia | Westpac Syndications Management Pty Limited | Australia |
| Number 120 Limited | New Zealand | Westpac Term PIE Fund | New Zealand |
| Oniston Pty Limited | Australia | Westpac TPS Trust | Australia |
| Westpac Unit Trust | Australia | ||
| Westpac USA Inc. | USA |
Note: Westpac retains 62.1% ownership of BT Investment Management Limited who lodges separate notices under ASX code 'BTT'
| BT Investment Management Limited (62.1%) | Australia |
|---|---|
| BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited) | Australia |