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RAIDEN RESOURCES LIMITED — Major Shareholding Notification 2013
Nov 11, 2013
65675_rns_2013-11-11_a317784d-d12c-433f-affe-c542716e1231.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | SubZero Group Limited (Company) | ||||
|---|---|---|---|---|---|
| ACN/ARSN | 009 161 522 | ||||
| 1. Details of substantial holder(1) | |||||
| Name | SubZero Group Limited and its associates listed in annexure A (collectively SubZero Group) | ||||
| ACN/ARSN (if applicable) | 009 161 522 | ||||
| There was a change in the interests of thesubstantial holder on11/11/2013 | |||||
| The previous notice was given to the companyon | 16/04/2013 | ||||
| The previous notice was dated | 15/04/2013 | ||||
| 2. Previous and present voting power |
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | |||
|---|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | ||
| Fully paid ordinary shares(FPO Shares) | 70,029,696 | 42.36% | 70,029,696 | 36.84% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature of change (6) | Considerationgiven inrelationtochange(7) | Class andnumber ofsecuritiesaffected | Person's votesaffected |
|---|---|---|---|---|---|
| 30/06/201311/11/2013 | Company | Dilution followingplacement of600,000 FPO Shareson 30/06/13 and of24,195,000 FPOShares on | N/A | 70,029,696 FPOShares | 70,029,696 |
| 30/06/2013 | SubZero Group | 11/11/2013Dilutionfollowingplacementof600,000 FPO Shares | N/A | 70,029,696 FPO | 70,029,696 |
| (other than theCompany)11/11/2013 | on 30/06/13 and of24,195,000FPOShareson11/11/2013 | Shares |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder ofrelevantinterest | Registeredholder ofsecurities | Person entitled to beregistered as holder(8) | Nature of relevantinterest (6) | Class andnumber ofsecurities | Person'svotes |
|---|---|---|---|---|---|
| Seeannexure B |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association | |
|---|---|---|
| N/A | N/A |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| SubZero Group Limited | PO Box 561, Muswellbrook NSW 2333 |
| SubZero Group | PO Box 561, Muswellbrook NSW 2333 |
| SF Auto Australia Pty Ltd, SubzeroServices Pty Ltd and Value AddProperty Investments Pty Ltd | PO Box 561, Muswellbrook NSW 2333 |
| Carlie Sherie Watson and Butler-JonesProject Management Pty Ltd | 10 Carramere Drive, Muswellbrook NSW 2333 |
| Pebede Pty Ltd | 9 Kingfisher Crescent, Scone NSW 2337 |
| Turbot Investments Pty Limited | Level 3, 169 King Street, Newcastle NSW 2300 |
| Diesel and Plant Services Pty Ltd | Lot 3, Carramere Drive, Muswellbrook NSW 2333 |
Signature
sign here date 12/11/2013
DIRECTIONS
print name Andrew J Cooke capacity Secretary
- (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- (2) See the definition of "associate" in section 9 of the Corporations Act 2001.
- (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- (4) The voting shares of a company constitute one class unless divided into separate classes.
- (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- (6) Include details of:
- (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- (8) If the substantial holder is unable to determine the identify of the person (eg. if the relevant interest arises because of an option) write "unknown". (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure "A"
This is annexure "A" of one (1) page referred to in ASIC Form 604 "Notice of change of interests of substantial holder" dated 12 November 2013
Signed by Andrew J Cooke
________________________
| Entity | ACN |
|---|---|
| Subzero Holdings Pty Limited | 153 511 212 |
| Harness Master Wiring Systems (NSW) Pty Ltd | 153 272 103 |
| DMST Pty Limited | 104 903 139 |
| Hydraulic Isolator and Safety Technology Pty Ltd | 158 542 244 |
| SubZero Labour Services Pty Ltd | 163 567 066 |
| DPS Newco Pty Ltd | 153 511 445 |
| SF Auto Australia Pty Ltd | 111 133 156 |
| Subzero Line Boring Services Pty Ltd | 097 757 036 |
| Subzero Mining Services Pty Ltd | 133 463 439 |
| McTaggart Farrell Unit Trust | N/A |
| Subzero Mining Services Unit Trust | N/A |
| Bro Built Group Unit Trust | N/A |
Annexure "B"
This is annexure "B" of one (1) pages referred to in ASIC Form 604 "Notice of change of interests of substantial holder" dated 12 November 2013
Signed by Andrew J Cooke ________________________
| Holder ofrelevant | Registered holder ofsecurities | Person entitledto be registered | Nature of relevantinterest | Class and numberof securities | Person's votes |
|---|---|---|---|---|---|
| interestSubZero GroupLimited | SF Auto Australia PtyLtd | as holderSF Auto AustraliaPty Ltd | Relevant interest undersection 608(1)(c) of theCorporations Act 2001(Act) under VoluntaryRestriction Agreementdated 10 April 2013between the Companyand the registered holderof the securities whichgives the Company thepower to control theexercise of a power todispose of the securities | 1,500 FPO Shares | 1,500 |
| SubZero GroupLimited | Carlie Sherie Watson | CarlieSherieWatson | As above | 4,800,000 FPOShares | 4,800,000 |
| SubZero GroupLimited | SubZeroServices PtyLimited | SubZero ServicesPty Limited | As above | 39,117,636 FPOShares | 39,117,636 |
| SubZero GroupLimited | Butler-JonesProjectManagement Pty Ltd | Butler-JonesProjectManagement PtyLtd | As above | 7,841,568 FPOShares | 7,841,568 |
| SubZero GroupLimited | ValueAddPropertyInvestments Pty Ltd | ValueAddPropertyInvestmentsPtyLtd | As above | 4,681,824 FPOShares | 4,681,824 |
| SubZero GroupLimited | Turbot Investments PtyLimited | TurbotInvestmentsPtyLimited | As above | 4,681,824 FPOShares | 4,681,824 |
| SubZero GroupLimited | Pebede Pty Ltd | Pebede Pty Ltd | As above | 4,681,824 FPOShares | 4,681,824 |
| SubZero GroupLimited | DieselandPlantServices Pty Ltd | Diesel and PlantServices Pty Ltd | As above | 4,223,520 FPOShares | 4,223,520 |