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RAIDEN RESOURCES LIMITED Major Shareholding Notification 2013

Dec 23, 2013

65675_rns_2013-12-23_de11a776-27d2-45d7-95b6-1dac5616af6f.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme SubZero Group Limited (Company)
ACN/ARSN 009 161 522
1. Details of substantial holder(1)
Name SubZero Group Limited and its associates listed in Annexure A (collectively SubZero Group)
ACN/ARSN (if applicable) 009 161 522
There was a change in the interests of thesubstantial holder on13/12/2013
The previous notice was given to the companyon 12/11/2013
The previous notice was dated 12/11/2013
2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Fully paid ordinary shares(FPO Shares) 70,029,696 36.84% 70,029,696 27.69%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:

Date ofchange Person whoserelevant interestchanged Nature of change (6) Considerationgiven inrelationtochange(7) Class andnumber ofsecuritiesaffected Person's votesaffected
13/12/2013 Company Dilution following theissue of 62,819,947FPO Shares on13/12/13 under theCompany'sEntitlement Offerannounced on 1November 2013 N/A 70,029,696 FPOShares 70,029,696
13/12/2013 SubZero Group(other than theCompany) Dilution following theissue of 62,819,947FPOShareson13/12/13 under theCompany'sEntitlementOfferannouncedon1November 2013 N/A 70,029,696 FPOShares 70,029,696

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder ofrelevantinterest Registeredholder ofsecurities Person entitled to beregistered as holder(8) Nature of relevantinterest (6) Class andnumber ofsecurities Person'svotes
SeeAnnexure B

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
SubZero Group Limited PO Box 561, Muswellbrook NSW 2333
SubZero Group PO Box 561, Muswellbrook NSW 2333
SF Auto Australia Pty Ltd, SubzeroServices Pty Ltd and Value AddProperty Investments Pty Ltd PO Box 561, Muswellbrook NSW 2333
Carlie Sherie Watson and Butler-JonesProject Management Pty Ltd 10 Carramere Drive, Muswellbrook NSW 2333
Pebede Pty Ltd 9 Kingfisher Crescent, Scone NSW 2337
Turbot Investments Pty Limited Level 3, 169 King Street, Newcastle NSW 2300
Diesel and Plant Services Pty Ltd Lot 3, Carramere Drive, Muswellbrook NSW 2333

Signature

print name Andrew J Cooke capacity Secretary
sign here date 24 /12/2013
DIRECTIONS
  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.
  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
  • (4) The voting shares of a company constitute one class unless divided into separate classes.
  • (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • (6) Include details of:
    • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
    • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • (8) If the substantial holder is unable to determine the identify of the person (eg. if the relevant interest arises because of an option) write "unknown". (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
  • 152900571/v1

Annexure "A"

This is Annexure "A" of one (1) page referred to in ASIC Form 604 "Notice of change of interests of substantial holder" dated 24 December 2013

Signed by Andrew J Cooke ________________________

Entity ACN
Subzero Holdings Pty Limited 153 511 212
Harness Master Wiring Systems (NSW) Pty Ltd 153 272 103
DMST Pty Limited 104 903 139
Hydraulic Isolator and Safety Technology Pty Ltd 158 542 244
SubZero Labour Services Pty Ltd 163 567 066
DPS Newco Pty Ltd 153 511 445
SF Auto Australia Pty Ltd 111 133 156
Subzero Line Boring Services Pty Ltd 097 757 036
Subzero Mining Services Pty Ltd 133 463 439
McTaggart Farrell Unit Trust N/A
Subzero Mining Services Unit Trust N/A
Bro Built Group Unit Trust N/A

Annexure "B"

This is Annexure "B" of one (1) pages referred to in ASIC Form 604 "Notice of change of interests of substantial holder" dated 24 December 2013

Signed by Andrew J Cooke

________________________

Holder ofrelevantinterest Registered holder ofsecurities Person entitledto be registeredas holder Nature of relevantinterest Class and numberof securities Person's votes
SubZero GroupLimited SF Auto Australia PtyLtd SF Auto AustraliaPty Ltd Relevant interest undersection 608(1)(c) of theCorporations Act 2001(Act) under VoluntaryRestriction Agreementdated 10 April 2013between the Companyand the registered holderof the securities whichgives the Company thepower to control theexercise of a power todispose of the securities 1,500 FPO Shares 1,500
SubZero GroupLimited Carlie Sherie Watson CarlieSherieWatson As above 4,800,000 FPOShares 4,800,000
SubZero GroupLimited SubZero Services PtyLimited SubZero ServicesPty Limited As above 39,117,636 FPOShares 39,117,636
SubZero GroupLimited Butler-JonesProjectManagement Pty Ltd Butler-JonesProjectManagement PtyLtd As above 7,841,568 FPOShares 7,841,568
SubZero GroupLimited ValueAddPropertyInvestments Pty Ltd ValueAddPropertyInvestmentsPtyLtd As above 4,681,824 FPOShares 4,681,824
SubZero GroupLimited Turbot Investments PtyLimited TurbotInvestmentsPtyLimited As above 4,681,824 FPOShares 4,681,824
SubZero GroupLimited Pebede Pty Ltd Pebede Pty Ltd As above 4,681,824 FPOShares 4,681,824
SubZero GroupLimited DieselandPlantServices Pty Ltd Diesel and PlantServices Pty Ltd As above 4,223,520 FPOShares 4,223,520