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RAIDEN RESOURCES LIMITED — Director's Dealing 2021
Oct 27, 2021
65675_rns_2021-10-27_f552cf26-ac50-45d1-bef5-bd3791187718.pdf
Director's Dealing
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Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Raiden Resources Limited |
|---|---|
| ABN | 68 009 161 552 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Mr Dale Richard Ginn |
|---|---|
| Date of last notice | 13 May 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | - |
| Date of change | 27 October 2021 |
| No. of securities held prior to change | Nil |
| Class | Performance Rights |
| Number acquired | 3,900,000 Tranche 1 performance rights1,300,000 Tranche 2 performance rights4,550,000 Tranche 3 performance rights3,250,000 Tranche 4 performance rights |
| Number disposed | Nil |
+ See chapter 19 for defined terms.
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | Non Cash |
|---|---|
| No. of securities held after change | 3,900,000 Tranche 1 performance rights1,300,000 Tranche 2 performance rights4,550,000 Tranche 3 performance rights3,250,000 Tranche 4 performance rights |
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back | Issue of securities as approved by shareholders atthe General Meeting held 6 October 2021 |
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | |
| Name of registered holder | |
| (if issued securities) | |
| Date of change | |
| No. and class of securities to which | |
| interest related prior to changeNote: Details are only required for a contract in relationto which the interest has changed | |
| Interest acquired | |
| Interest disposed | |
| Value/ConsiderationNote: If consideration is non-cash, provide details andan estimated valuation | |
| Interest after change |
| Were the interests in the securities or contracts detailed | No |
|---|---|
| above traded during a +closed periodwhere prior written | |
| clearance was required? |
+ See chapter 19 for defined terms.
| If so, was prior written clearance provided to allow thetrade to proceed during this period? | |
|---|---|
| If prior written clearance was provided, on what date wasthis provided? |
+ See chapter 19 for defined terms.
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Raiden Resources Limited |
|---|---|
| ABN | 68 009 161 552 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Mr Dusko Ljubojevic |
|---|---|
| Date of last notice | 10 August 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct and Indirect |
|---|---|
| Nature of indirect interest | Horizon Capital Management LLC |
| (including registered holder) | Mr Ljubojevic is Managing Member |
| Note: Provide details of the circumstances giving rise to the | |
| relevant interest. | 34 South Advisory Limited |
| Mr Ljubojevic is a Shareholder of 34 South Advisory | |
| Limited | |
| Date of change | 27 October 2021 |
| No. of securities held prior to change | Direct |
| 250,000 Fully paid ordinary shares | |
| Indirect - Horizon Capital Management LLC | |
| 9,375,000 Fully paid ordinary shares | |
| 7,812,500 Class A performance shares | |
| 7,812,500 Class B performance shares | |
| 9,375,000 Class C performance shares | |
| Indirect – 34 South Advisory Limited | |
| 17,805,494 Fully paid ordinary shares | |
+ See chapter 19 for defined terms.
| Class | Performance Rights |
|---|---|
| Number acquired | Indirect – 34 South Advisory Limited |
| 7,500,000 Tranche 1 performance rights | |
| 2,500,000 Tranche 2 performance rights | |
| 8,750,000 Tranche 3 performance rights | |
| 6,250,000 Tranche 4 performance rights | |
| Number disposed | Nil |
| Value/ConsiderationNote: If consideration is non-cash, provide details andestimated valuation | Non Cash |
| No. of securities held after change | Direct |
| 250,000 Fully paid ordinary shares | |
| Indirect - Horizon Capital Management LLC | |
| 9,375,000 Fully paid ordinary shares | |
| 7,812,500 Class A performance shares | |
| 7,812,500 Class B performance shares | |
| 9,375,000 Class C performance shares | |
| Indirect – 34 South Advisory Limited | |
| 17,805,494 Fully paid ordinary shares | |
| 7,500,000 Tranche 1 performance rights | |
| 2,500,000 Tranche 2 performance rights | |
| 8,750,000 Tranche 3 performance rights | |
| 6,250,000 Tranche 4 performance rights | |
| Nature of change | Issue of securities as approved by shareholders at the |
| Example: on-market trade, off-market trade, exercise ofoptions, issue of securities under dividend reinvestmentplan, participation in buy-back | General Meeting held 6 October 2021. |
| Detail of contract | N/A |
|---|---|
| Nature of interest | N/A |
| Name of registered holder(if issued securities) | N/A |
| Date of change | N/A |
+ See chapter 19 for defined terms.
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract in relationto which the interest has changed | N/A |
|---|---|
| Interest acquired | N/A |
| Interest disposed | N/A |
| Value/ConsiderationNote: If consideration is non-cash, provide details andan estimated valuation | N/A |
| Interest after change | N/A |
| Were the interests in the securities or contracts detailed | No |
|---|---|
| above traded during a +closedperiod where prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the | N/A |
| trade to proceed during this period? | |
| If prior written clearance was provided, on what date was | N/A |
| this provided? |
+ See chapter 19 for defined terms.
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Raiden Resources Limited |
|---|---|
| ABN | 68 009 161 552 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Mr Michael Davy |
|---|---|
| Date of last notice | 10 August 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Indirect |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | Davy Corp Pty Ltd ATF Davy Investment(Controller) |
| Date of change | 27 October 2021 |
| No. of securities held prior to change | Indirect – Davy Corp Pty Ltd ATF Davy Investment13,818,572 Fully paid ordinary shares |
| Class | Performance Rights |
| Number acquired | Indirect – Davy Corp Pty Ltd ATF Davy Investment5,100,000 Tranche 1 performance rights1,700,000 Tranche 2 performance rights5,950,000 Tranche 3 performance rights4,250,000 Tranche 4 performance rights |
| Number disposed | Nil |
+ See chapter 19 for defined terms.
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | Non Cash |
|---|---|
| No. of securities held after change | Indirect – Davy Corp Pty Ltd ATF Davy Investment |
| 13,818,572 Fully paid ordinary shares | |
| 5,100,000 Tranche 1 performance rights | |
| 1,700,000 Tranche 2 performance rights | |
| 5,950,000 Tranche 3 performance rights | |
| 4,250,000 Tranche 4 performance rights | |
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back | Issue of securities as approved by shareholders atthe General Meeting held 6 October 2021 |
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | N/A |
|---|---|
| Nature of interest | |
| Name of registered holder(if issued securities) | |
| Date of change | |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract in relationto which the interest has changed | |
| Interest acquired | |
| Interest disposed | |
| Value/ConsiderationNote: If consideration is non-cash, provide details andan estimated valuation | |
| Interest after change |
+ See chapter 19 for defined terms.
| Were the interests in the securities or contracts detailed | No |
|---|---|
| above traded during a +closed periodwhere prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the | |
| trade to proceed during this period? | |
| If prior written clearance was provided, on what date was | |
| this provided? |
+ See chapter 19 for defined terms.
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | Raiden Resources Limited |
|---|---|
| ABN | 68 009 161 552 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Mr Martin Pawlitschek |
|---|---|
| Date of last notice | 10 August 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
| Direct or indirect interest | Direct |
|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | N/A |
| Date of change | 27 October 2021 |
| No. of securities held prior to change | 23,778,846 Fully paid ordinary shares7,812,500 Class A performance shares7,812,500 Class B performance shares9,375,000 Class C performance shares |
| Class | Performance Rights |
| Number acquired | 3,900,000 Tranche 1 performance rights1,300,000 Tranche 2 performance rights4,550,000 Tranche 3 performance rights3,250,000 Tranche 4 performance rights |
+ See chapter 19 for defined terms.
| Number disposed | Nil |
|---|---|
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | Non cash |
| No. of securities held after change | 23,778,846 Fully paid ordinary shares |
| 7,812,500 Class A performance shares7,812,500 Class B performance shares9,375,000 Class C performance shares3,900,000 Tranche 1 performance rights1,300,000 Tranche 2 performance rights4,550,000 Tranche 3 performance rights3,250,000 Tranche 4 performance rights | |
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issue ofsecurities under dividend reinvestment plan, participation in buy-back | Issue of securities as approved by shareholders atthe General Meeting held 6 October 2021 |
| Detail of contract | N/A |
|---|---|
| Nature of interest | |
| Name of registered holder(if issued securities) | |
| Date of change | |
| No. and class of securities to whichinterest related prior to change | |
| Note: Details are only required for a contract in relationto which the interest has changed | |
| Interest acquired | |
| Interest disposed | |
| Value/ConsiderationNote: If consideration is non-cash, provide details andan estimated valuation |
+ See chapter 19 for defined terms.
| Interest after change | |
|---|---|
| Were the interests in the securities or contracts detailed | No |
|---|---|
| above traded during a +closed periodwhere prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the | |
| trade to proceed during this period? | |
| If prior written clearance was provided, on what date was | |
| this provided? |
+ See chapter 19 for defined terms.