Appendix 3B
Proposed issue of +securities
Information and documents given to ASX become ASX's property and may be made public.
If you are an entity incorporated outside Australia and you are proposing to issue a new class of +securities other than CDIs, you will need to obtain and provide an International Securities Identification Number (ISIN) for that class. For offers where the +securities proposed to be issued are in an existing class of security, and the event timetable includes rights (or entitlement for nonrenounceable issues), and deferred settlement trading or a representation of such, ASX requires the issuer to advise ASX of the ISIN code for the rights (or entitlement), and deferred settlement trading. This code will be different to the existing class. If the securities do not rank equally with the existing class, the same ISIN code will be used for that security to continue to be quoted while it does not rank.
Further information on the requirement for the notification of an ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for non-Australian issuers.
*Denotes minimum information required for first lodgement of this form, with exceptions provided in specific notes for certain questions. The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity.
| Part 1 – |
Entity and announcement details |
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| Questionno |
Question |
Answer |
| 1.1 |
*Name of entityWe (the entity here named)give ASX the followinginformation about a proposedissue of +securities and, if ASXagrees to +quote any of the+securities (including anyrights) on a +deferredsettlement basis, we agree tothe matters set out inAppendix 3B of the ASXListing Rules.If the +securities are beingoffered under a +disclosuredocument or +PDS and areintended to be quoted on ASX,we also apply for quotation ofall of the +securities that maybe issued under the+disclosure document or+PDS on the terms set out inAppendix 2A of the ASXListing Rules (on theunderstanding that once thefinal number of +securitiesissued under the +disclosuredocument or +PDS is known,in accordance with ListingRule 3.10.3C, we will completeand lodge with ASX anAppendix 2A online formnotifying ASX of their issue |
Raiden Resources Limited |
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and applying for theirquotation). |
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| 1.2 |
*Registration type and numberPlease supply your ABN, ARSN,ARBN, ACN or another registrationtype and number (if you supplyanother registration type, pleasespecify both the type of registrationand the registration number). |
ACN 009 161 522 |
| 1.3 |
*ASX issuer code |
RDN |
| 1.4 |
*This announcement isTick whichever is applicable. |
☐ A new announcement☒An update/amendment to a previous announcement☐ A cancellation of a previous announcement |
| 1.4a |
*Reason for updateAnswer this question if your responseto Q 1.4 is "An update/amendment toprevious announcement". A reasonmust be provided for an update. |
Extension of pro-rata non-renounceable entitlementissue |
| 1.4b |
*Date of previousannouncement(s) to thisupdateAnswer this question if your responseto Q 1.4 is "An update/amendment toprevious announcement". |
11 April 2023 |
| 1.4c |
*Reason for cancellationAnswer this question if your responseto Q 1.4 is "A cancellation of previousannouncement". |
N/A |
| 1.4d |
*Date of previousannouncement(s) to thiscancellationAnswer this question if your responseto Q 1.4 is "A cancellation of previousannouncement". |
N/A |
| 1.5 |
*Date of this announcement |
26 April 2023 |
| 1.6 |
*The proposed issue is: |
☐ A +bonus issue (complete Parts 2 and 8) |
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Note: You can select more than onetype of issue (e.g. an offer ofsecurities under a securities purchase |
☒A standard +pro rata issue (non-renounceable orrenounceable) (complete Q1.6a and Parts 3 and 8) |
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plan and a placement, however ASXmay restrict certain events from being |
☐ An accelerated offer (complete Q1.6b and Parts 3 and 8) |
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announced concurrently). Pleasecontact your ASX listings complianceadviser if you are unsure. |
☐ An offer of +securities under a +securities purchaseplan (complete Parts 4 and 8) |
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☐ A non-+pro rata offer of +securities under a+disclosure document or +PDS (complete Parts 5 and 8) |
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☐ A non-+pro rata offer to wholesale investors under aninformation memorandum (complete Parts 6 and 8) |
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☐ A placement or other type of issue (complete Parts 7 and8) |
| 1.6a |
*The proposed standard +prorata issue is: |
☒Non-renounceable☐ Renounceable |
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Answer this question if your responseto Q1.6 is "A standard pro rata issue(non-renounceable or renounceable)." |
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Select one item from the listAn issuer whose securities arecurrently suspended from tradingcannot proceed with an entitlementoffer that allows rights trading. If yoursecurities are currently suspended,please consult your ASX listingscompliance adviser before proceedingfurther. |
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| 1.6b |
*The proposed acceleratedoffer is: |
☐Accelerated non-renounceable entitlement offer(commonly known as a JUMBO or ANREO) |
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Answer this question if your responseto Q1.6 is "An accelerated offer" |
☐ Accelerated renounceable entitlement offer(commonly known as an AREO) |
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Select one item from the listAn issuer whose securities arecurrently suspended from trading |
☐ Simultaneous accelerated renounceable entitlementoffer (commonly known as a SAREO) |
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cannot proceed with an entitlementoffer that allows rights trading. If yoursecurities are currently suspended,please consult your ASX listingscompliance adviser before proceeding |
☐ Accelerated renounceable entitlement offer with dualbook-build structure (commonly known as aRAPIDS) |
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further. |
☐ Accelerated renounceable entitlement offer with retailrights trading (commonly known as a PAITREO) |
Part 2 – Details of proposed +bonus issue
Part 3 – Details of proposed entitlement offer
If your response to Q1.6 is "A standard pro rata issue (non-renounceable or renounceable)" or "An accelerated offer", please complete parts 3A, 3F and 3G and the details of the securities proposed to be issued in Part 8. Please also complete Parts 3B and 3C if your response to Q1.6 is "A standard pro rata issue (non-renounceable or renounceable)" and Parts 3D and 3E if your response to Q1.6 is "An accelerated offer". Refer to sections 2,3,4,5 and 6 of Appendix 7A of the Listing Rules for the respective timetables for entitlement offers, including non-renounceable, renounceable and accelerated offers.
Part 3A – Proposed entitlement offer – conditions
| QuestionNo. |
Question |
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Answer |
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| 3A.1 |
•••••securities. |
*Do any external approvals need to beobtained or other conditions satisfied beforethe entitlement offer can proceed on anunconditional basis?For example, this could include:+Security holder approvalCourt approvalLodgement of court order with +ASICACCC approvalFIRB approvalDisregard any approvals that have already beenobtained or conditions that have already been satisfied.If any of the above approvals apply to the entitlementoffer, they must be obtained before business day 0 ofthe timetable. The relevant approvals must be receivedbefore ASX can establish an ex market in the |
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No |
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| 3A.1a |
Conditions |
Answer these questions if your response to Q3A.1 is "Yes". |
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| *Approval/ conditionTypeSelect the applicableapproval/conditionfrom the list (ignorethose that are notapplicable). More thanone approval/conditioncan be selected. |
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*Date fordeterminationThe 'date fordetermination' is thedate that you expect toknow if the approval isgiven or condition issatisfied (for example,the date of the securityholder meeting in thecase of security holderapproval or the date ofthe court hearing in thecase of court approval). |
*Is the dateestimated oractual? |
**Approval received/condition met?Please respond "Yes" or"No". Only answer thisquestion when you knowthe outcome of theapproval. Note that youwill need to lodge anupdated Appendix 3Bshowing that all requiredapprovals have beenobtained and conditionshave been met prior tobusiness day 0 in thetimetable for theentitlement offer inAppendix 7A of thelisting rules. |
Comments |
| +Security holderapproval |
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| Court approval |
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| Lodgement of courtorder with +ASIC |
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| ACCC approval |
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| FIRB approval |
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| Other (please specifyin comment section) |
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Part 3B – Proposed standard pro rata issue entitlement offer - offer details
If your response to Q1.6 is "A standard pro rata issue (non-renounceable or renounceable)", please complete the relevant questions in this part.
| QuestionNo. |
Question |
Answer |
| 3B.1 |
*Class or classes of +securities that willparticipate in the proposed entitlement offer(please enter both the ASX security code &description)If more than one class of security will participate in theproposed entitlement offer, make sure you clearlyidentify any different treatment between the classes. |
RDN: Ordinary Fully Paid |
| 3B.2 |
*Class of +securities that will be issued inthe proposed entitlement offer (please enterboth the ASX security code & description) |
RDN: Ordinary Fully Paid |
| 3B.3 |
*Offer ratioEnter the quantity of additional securities to be offeredfor a given quantity of securities held (for example, 1for 2 means 1 new security will be offered for every 2existing securities held).Please only enter whole numbers (for example, anentitlement offer of 1 new security for every 2.5 existingsecurities held should be expressed as "2 for 5").Listing rule 7.11.3 requires that non-renounceableoffers must not exceed a ratio of 1:1. Please ensurethat you comply with listing rule 7.11.3 or have a waiverfrom that rule. |
1for4 |
| 3B.4 |
*What will be done with fractionalentitlements?Select one item from the list. |
☐Fractions rounded up to the next wholenumber☒Fractions rounded down to the nearestwhole number or fractions disregarded☐Fractions sold and proceeds distributed☐Fractions of 0.5 or more rounded up☐Fractions over 0.5 rounded up☐Not applicable |
| 3B.5 |
*Maximum number of +securities proposedto be issued (subject to rounding) |
413,645,614 |
| 3B.6 |
*Will individual +security holders bepermitted to apply for more than theirentitlement (i.e. to over-subscribe)? |
Yes |
| 3B.6a |
*Describe the limits on over-subscriptionAnswer this question if your response to Q3B.6 is"Yes". |
Refer to section 1.5 prospectus |
| 3B.7 |
*Will a scale back be applied if the offer isover-subscribed? |
Yes |
| 3B.7a |
*Describe the scale back arrangementsAnswer this question if your response to Q3B.7 is"Yes". |
Refer to section 1.5 prospectus |
| 3B.8 |
*In what currency will the offer be made?For example, if the consideration for the issue ispayable in Australian Dollars, state AUD. |
AUD |
| 3B.9 |
*Has the offer price been determined? |
Yes |
| 3B.9a |
*What is the offer price per +security for theretail offer? |
0.003 |
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Answer this question if your response to Q3B.9 is"Yes". |
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The offer price must be input as an amount per securityin the issue currency you have selected above usingthe base unit of that currency (i.e. in Australian dollars,rather than Australian cents, if the issue currency isAUD). |
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Note that if you are proposing to have an offer pricewith a fraction of a cent, the offer price must complywith the minimum price step requirement in listing rule7.11.2. Information about minimum price steps isavailable here. |
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An offer price cannot be less than 0.1 Australian cents(i.e. AUD0.001), which is the lowest price at whichsecurities can trade on ASX, unless the security is afree attaching security and the offer price is nil (inwhich case the offer price should be entered as '0.00'). |
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| 3B.9b |
*How and when will the offer price bedetermined? |
N/A |
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Answer this question if your response to Q3B.9 is "No". |
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Part 3C – Proposed standard pro rata issue – timetable
If your response to Q1.6 is "A standard pro rata issue (non-renounceable or renounceable)", please complete the relevant questions in this part.
| QuestionNo. |
Question |
Answer |
| 3C.1 |
*+Record dateRecord date to identify security holders entitled toparticipate in the issue. Per Appendix 7A sections 2and 3 the record date must be at least 3 business daysfrom the announcement date (day 0) |
14 April 2023 |
| 3C.2 |
*Ex datePer Appendix 7A sections 2 and 3 the Ex Date is onebusiness day before the record date. For renounceableissues, this is also the date that rights will commencequotation on a deferred settlement basis. |
13 April 2023 |
| 3C.3 |
*Date rights trading commencesFor renounceable issues only - this is the date thatrights will commence quotation initially on a deferredsettlement basis |
N/A |
| 3C.4 |
*Record dateSame as Q3C.1 above |
14 April 2023 |
| 3C.5 |
*Date on which offer documents will be sentto +security holders entitled to participate inthe +pro rata issueThe offer documents can be sent to security holders asearly as business day 4 but must be sent no later thanbusiness day 6. Business day 6 is the last day for theoffer to open.For renounceable issues, deferred settlement trading inrights ends at the close of trading on this day. Tradingin rights on a normal (T+2) settlement basis will startfrom market open on the next business day (i.e.business day 7) provided that the entity tells ASX bynoon Sydney time that the offer documents have beensent or will have been sent by the end of the day. |
19 April 2023 |
| 3C.6 |
*Offer closing dateOffers close at 5pm on this day. The date must be atleast 7 business days after the entity announces thatthe offer documents have been sent to holders. |
Revised: 1 June 2023 |
| 3C.7 |
*Last day to extend the offer closing dateAt least 3 business days' notice must be given toextend the offer closing date. Notification must bemade before noon (Sydney time) on this day. |
29 May 2023 |
| 3C.8 |
*Date rights trading endsFor renounceable issues only - rights trading ends atthe close of trading 5 business days before theapplications closing date. |
N/A |
| 3C.9 |
*Trading in new +securities commences ona deferred settlement basisNon-renounceable issues - the business day after theoffer closing dateRenounceable issues – the business day after the daterights trading ends |
2 June 2023 |
| 3C.10 |
[deleted] |
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| 3C.11 |
*+Issue date and last day for entity toannounce results of +pro rata issuePer Appendix 7A section 2 and section 3, the issuedate should be no more than 5 business days after theoffer closes date (the last day for the entity to issue thesecurities taken up in the pro rata issue and lodge anAppendix 2A with ASX to apply for quotation of thesecurities). Deferred settlement trading will end atmarket close on this day. |
8 June 2023 |
| 3C.12 |
*Date trading starts on a normal T+2 basisPer Appendix 7A section 2 and 3 this is one businessday after the issue date. |
9 June 2023 |
| 3C.13 |
*First settlement date of trades conductedon a +deferred settlement basis and on anormal T+2 basisPer Appendix 7A section 2 and 3 1 this is two businessdays after trading starts on a normal T+2 basis (3business days after the issue date). |
12 June 2023 |
Part 3D – Proposed accelerated offer – offer details
| QuestionNo. |
Question |
Answer |
| 3D.1 |
*Class or classes of +securities that willparticipate in the proposed entitlement offer(please enter both the ASX security code &description) |
N/A |
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If more than one class of security will participate in theproposed entitlement offer, make sure you clearlyidentify any different treatment between the classes. |
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| 3D.2 |
*Class of +securities that will issued in theproposed entitlement offer (please enterboth the ASX security code & description) |
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| 3D.3 |
*Has the offer ratio been determined? |
Yes or No |
| 3D.3a |
*Offer ratio |
for |
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Answer this question if your response to Q3D.3 is"Yes" or "No". If your response to Q3D.3 is "No" pleaseprovide an indicative ratio and state as indicative. |
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Enter the quantity of additional securities to be offeredfor a given quantity of securities held (for example, 1for 2 means 1 new security will be offered for every 2existing securities held). |
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Please only enter whole numbers (for example, anentitlement offer of 1 new security for every 2.5 existingsecurities held should be expressed as "2 for 5"). |
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Listing rule 7.11.3 requires that non-renounceableoffers must not exceed a ratio of 1:1. Please ensurethat you comply with listing rule 7.11.3 or have a waiverfrom that rule. |
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| 3D.3b |
*How and when will the offer ratio be |
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determined?Answer this question if your response to Q3D.3 is "No".Note that once the offer ratio is determined, this mustbe provided via an update announcement. |
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| 3D.4 |
*What will be done with fractionalentitlements? |
☐Fractions rounded up to the next wholenumber |
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Select one item from the list. |
☐Fractions rounded down to the nearestwhole number or fractions disregarded |
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☐Fractions sold and proceeds distributed |
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☐Fractions of 0.5 or more rounded up |
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☐Fractions over 0.5 rounded up |
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☐Not applicable |
| 3D.5 |
*Maximum number of +securities proposedto be issued (subject to rounding) |
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| 3D.6 |
*Will individual +security holders bepermitted to apply for more than theirentitlement (i.e. to over-subscribe)? |
Yes or No |
| 3D.6a |
*Describe the limits on over-subscriptionAnswer this question if your response to Q3D.6 is"Yes". |
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| 3D.7 |
*Will a scale back be applied if the offer isover-subscribed? |
Yes or No |
| 3D.7a |
*Describe the scale back arrangementsAnswer this question if your response to Q3D.7 is"Yes". |
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| 3D.8 |
*In what currency will the offer be made?For example, if the consideration for the issue ispayable in Australian Dollars, state AUD. |
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| 3D.9 |
*Has the offer price for the institutional offerbeen determined? |
Yes or No |
| 3D.9a |
*What is the offer price per +security for theinstitutional offer? |
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Answer this question if your response to Q3D.9 is"Yes". An indicative offer price must be provided if yourresponse to Q3D.9 is "No". A final offer price must beprovided no later than 9am on the day the trading haltis lifted. |
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The offer price must be input as an amount per securityin the issue currency you have selected above usingthe base unit of that currency (i.e. in Australian dollars,rather than Australian cents, if the issue currency isAUD). |
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Note that if you are proposing to have an offer pricewith a fraction of a cent, the offer price must complywith the minimum price step requirement in listing rule7.11.2. Information about minimum price steps isavailable here. |
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An offer price cannot be less than 0.1 Australian cents(i.e. AUD0.001), which is the lowest price at whichsecurities can trade on ASX, unless the security is afree attaching security and the offer price is nil (inwhich case the offer price should be entered as '0.00'). |
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| 3D.9b |
*How and when will the offer price for theinstitutional offer be determined?Answer this question if your response to Q3D.9 is "No". |
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| 3D.9c |
*Will the offer price for the institutional offerbe determined by way of a bookbuild? |
Yes or No |
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Answer this question if your response to Q3D.9 is "No".If your response to this question is "Yes", please notethe information that ASX expects to be announcedabout the results of the bookbuild set out insection 4.12 of Guidance Note 30 Notifying an Issue ofSecurities and Applying for their Quotation. |
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| 3D.9d |
*Provide details of the parameters that willapply to the bookbuild for the institutionaloffer (e.g. the indicative price range for thebookbuild) |
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Answer this question if your response to Q3D.9 is "No"and your response to Q3D.9c is "Yes". |
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| 3D.10 |
*Has the offer price for the retail offer beendetermined? |
Yes or No |
| 3D.10a |
*What is the offer price per +security for theretail offer? |
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Answer this question if your response to Q3D.10 is"Yes". An indicative offer price must be provided if yourresponse to Q3D.10 is "No". A final offer price must beprovided no later than 9am on the day the trading haltis lifted. |
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The offer price must be input as an amount per securityin the issue currency you have selected above usingthe base unit of that currency (i.e. in Australian dollars,rather than Australian cents, if the issue currency isAUD). |
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Note that if you are proposing to have an offer pricewith a fraction of a cent, the offer price must complywith the minimum price step requirement in listing rule7.11.2. Information about minimum price steps isavailable here. |
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An offer price cannot be less than 0.1 Australian cents(i.e. AUD0.001), which is the lowest price at whichsecurities can trade on ASX, unless the security is afree attaching security and the offer price is nil (inwhich case the offer price should be entered as '0.00'). |
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| 3D.10b |
*How and when will the offer price for theretail offer be determined? |
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Answer this question if your response to Q3D.10 is"No". |
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Part 3E – Proposed accelerated offer – timetable
If your response to Q1.6 is "An accelerated offer", please complete the relevant questions in this Part.
| QuestionNo. |
Question |
Answer |
| 3E.1a |
*First day of trading haltThe entity is required to announce the accelerated offerand give a completed Appendix 3B to ASX. If theaccelerated offer is conditional on security holderapproval or any other requirement, that condition musthave been satisfied and the entity must haveannounced that fact to ASX. An entity should alsoconsider the rights of convertible security holders toparticipate in the issue and what, if any, notice needsto be given to them in relation to the issue |
N/A |
| 3E.1b |
*Announcement date of accelerated offer |
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| 3E.2 |
*Trading resumes on an ex-entitlementbasis (ex date)For JUMBO, ANREO, AREO, SAREO, RAPIDs offers |
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| 3E.3 |
*Trading resumes on ex-rights basisFor PAITREO offers only |
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| 3E.4 |
*Rights trading commencesFor PAITREO offers only |
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| 3E.5 |
*Date offer will be made to eligibleinstitutional +security holders |
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| 3E.6 |
*Application closing date for institutional+security holders |
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| 3E.7 |
Institutional offer shortfall book build dateFor AREO, SAREO, RAPIDs, PAITREO offers |
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| 3E.8 |
*Announcement of results of institutionalofferThe announcement should be made before theresumption of trading following the trading halt. |
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| 3E.9 |
*+Record dateRecord date to identify security holders entitled toparticipate in the offer. Per Appendix 7A sections 4, 5and 6 the record date must be at least 2 business daysfrom the announcement date (day 0). |
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| 3E.10 |
Settlement date of new +securities issuedunder institutional entitlement offerIf DvP settlement applies, provided the Appendix 2A isgiven to ASX before noon (Sydney time) this day,normal trading in the securities will apply on the nextbusiness day, and if DvP settlement does not apply onthe business day after that. |
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| 3E.11 |
*+Issue date for institutional +securityholders |
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| 3E.12 |
*Normal trading of new +securities issuedunder institutional entitlement offer |
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| 3E.13 |
*Date on which offer documents will be sentto retail +security holders entitled toparticipate in the +pro rata issue |
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The offer documents can be sent to security holders asearly as business day 4 but must be sent no later thanbusiness day 6. Business day 6 is the last day for theoffer to open. For renounceable offers, deferredsettlement trading in rights ends at the close of tradingon this day. Trading in rights on a normal (T+2)settlement basis will start from market open on the nextbusiness day (i.e. business day 7) provided that theentity tells ASX by noon Sydney time that the offerdocuments have been sent or will have been sent bythe end of the day. |
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| 3E.14 |
*Offer closing date for retail +securityholders |
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Offers close at 5pm on this day. The date must be atleast 7 business days after the entity announces thatthe offer documents have been sent to holders. |
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| 3E.15 |
*Last day to extend the retail offer closingdate |
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At least 3 business days' notice must be given toextend the offer closing date. Notification must bemade before noon (Sydney time) on this day. |
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| 3E.16 |
*Rights trading end date |
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For PAITREO offers only |
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| 3E.17 |
*Trading in new +securities commences ona deferred settlement basis |
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For PAITREO offers onlyThe business day after rights trading end date |
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| 3E.18 |
[deleted] |
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| 3E.19 |
Last day to announce results of retail offer,bookbuild for any shortfall (if applicable) |
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Note this is the last day to announce results of retailoffer for all offers except JUMBO and ANREO offers. |
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| 3E.20 |
Entity announces results of bookbuild(including any information about thebookbuild expected to be disclosed undersection 4.12 of Guidance Note 30)For all offers except JUMBO, ANREO |
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| 3E.21 |
*+Issue date for retail +security holders andlast day for entity to announce results of |
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retail offerPer Appendix 7A section 4, the issue date should beno more than 5 business days after the offer closesdate. Per Appendix 7A sections 5 and 6, the issue dateshould be no more than 8 business days after the offercloses date. This is the last day for the entity to issuethe securities taken up in the pro rata issue and lodgean Appendix 2A with ASX to apply for quotation of thesecurities. Deferred settlement trading (if applicable)will end at market close on this day.Note, this is the last day for entity to announce results |
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of retail offer for JUMBO and ANREO offers only. |
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| 3E.22 |
*Date trading starts on a normal T+2 basisFor PAITREO offers onlyThis is one business day after the issue date. |
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| 3E.23 |
*First settlement date of trades conductedon a +deferred settlement basis and on anormal T+2 basisFor PAITREO offers onlyThis is two business days after trading starts on anormal T+2 basis (3 business days after the issuedate). |
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Part 3F – Proposed entitlement offer – fees and expenses
| QuestionNo. |
Question |
Answer |
| 3F.1 |
*Will there be a lead manager or broker tothe proposed offer? |
Yes to the shortfall offer |
| 3F.1a |
*Who is the lead manager/broker?Answer this question if your response to Q3F.1 is"Yes". |
Joint lead managers – refer to section 1.8 ofthe prospectus |
| 3F.1b |
*What fee, commission or otherconsideration is payable to them for actingas lead manager/broker?Answer this question if your response to Q3F.1 is"Yes". |
Refer to section 5.4 of the prospectus |
| 3F.2 |
*Is the proposed offer to be underwritten? |
No |
| 3F.2a |
*Who are the underwriter(s)?Answer this question if your response to Q3F.2 is"Yes".Note for issuers that are an ASX Listing (i.e. not anASX Debt Listing or ASX Foreign Exempt Listing): Ifyou are seeking to rely on listing rule 7.2 exception 2 toissue the securities without security holder approvalunder listing rule 7.1 and without using your placementcapacity under listing rules 7.1 or 7.1A, you mustinclude the details asked for in this and the next 3questions. |
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| 3F.2b |
*What is the extent of the underwriting (i.e.the amount or proportion of the offer that isunderwritten)?Answer this question if your response to Q3F.2 is"Yes". |
- |
| 3F.2c |
*What fees, commissions or otherconsideration are payable to them for actingas underwriter(s)?Answer this question if your response to Q3F.2 is"Yes".This includes any applicable discount the underwriterreceives to the issue price payable by participants inthe issue. |
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| 3F.2d |
*Provide a summary of the significantevents that could lead to the underwritingbeing terminatedAnswer this question if your response to Q3F.2 is"Yes".You may cross-refer to a disclosure document, PDS,information memorandum, investor presentation orother announcement with this information provided ithas been released on the ASX Market AnnouncementsPlatform. |
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| 3F.2e |
*Is a party referred to in listing rule 10.11underwriting or sub-underwriting theproposed offer?Answer this question if the issuer is an ASX Listing (i.e.not an ASX Debt Listing or ASX Foreign ExemptListing) and your response to Q3F.2 is "Yes". |
- |
| 3F.2e(i) |
*What is the name of that party?Answer this question if the issuer is an ASX Listing andyour response to Q3F.2e is "Yes".Note: If you are seeking to rely on listing rule 10.12exception 2 to issue the securities to the underwriter orsub-underwriter without security holder approval underlisting rule 10.11, you must include the details askedfor in this and the next 2 questions. If there is morethan one party referred to in listing rule 10.11 acting asunderwriter or sub-underwriter include all of theirdetails in this and the next 2 questions. |
- |
| 3F.2e(ii) |
*What is the extent of their underwriting orsub-underwriting (i.e. the amount orproportion of the issue they haveunderwritten or sub-underwritten)?Answer this question if the issuer is an ASX Listing andyour response to Q3F.2e is "Yes". |
- |
| 3F.2e(iii) |
*What fee, commission or otherconsideration is payable to them for actingas underwriter or sub-underwriter?Answer this question if the issuer is an ASX Listing andyour response to Q3F.2e is "Yes".Note: This includes any applicable discount theunderwriter or sub-underwriter receives to the issueprice payable by participants in the issue. |
- |
| 3F.3 |
*Will brokers who lodge acceptances orrenunciations on behalf of eligible +securityholders be paid a handling fee orcommission? |
No |
| 3F.3a |
*Will the handling fee or commission bedollar based or percentage based?Answer this question if your response to Q3F.3 is"Yes". |
Dollar based ($) or percentage based (%) |
| 3F.3b |
*Amount of handling fee or commissionpayable to brokers who lodge acceptancesor renunciations on behalf of eligible+security holdersAnswer this question if your response to Q3F.3 is "Yes"and your response to Q3F.3a is "dollar based". |
$ |
| 3F.3c |
*Percentage handling fee or commissionpayable to brokers who lodge acceptancesor renunciations on behalf of eligible+security holdersAnswer this question if your response to Q3F.3 is "Yes"and your response to Q3F.3a is "percentage based". |
% |
| 3F.3d |
Please provide any other relevantinformation about the handling fee orcommission methodAnswer this question if your response to Q3F.3 is"Yes". |
- |
| 3F.4 |
Details of any other material fees or costs tobe incurred by the entity in connection withthe proposed offer |
Refer to section 5.10 of the prospectus |
Part 3G – Proposed entitlement offer – further information
| QuestionNo. |
Question |
Answer |
| 3G.1 |
*The purpose(s) for which the entity intendsto use the cash raised by the proposedissue |
☐ For additional working capital |
|
|
☐ To fund the retirement of debt |
|
You may select one or more of the items in the list. |
☐ To pay for the acquisition of an asset[provide details below] |
|
|
☐ To pay for services rendered [providedetails below] |
|
|
☒Other [provide details below] |
|
|
Additional details: refer to section 2.1 of theprospectus, met test work, furtherexploration based on met test work,expenses of the offer. |
|
|
|
| 3G.2 |
*Will holdings on different registers orsubregisters be aggregated for thepurposes of determining entitlements to theissue? |
No |
| 3G.2a |
*Please explain how holdings on differentregisters or subregisters will be aggregatedfor the purposes of determiningentitlements.Answer this question if your response to Q3G.2 is"Yes". |
- |
| 3G.3 |
*Will the entity be changing itsdividend/distribution policy if the proposedissue is successful? |
No |
| 3G.3a |
*Please explain how the entity will changeits dividend/distribution policy if theproposed issue is successfulAnswer this question if your response to Q3G.3 is"Yes". |
- |
| 3G.4 |
*Countries in which the entity has +securityholders who will not be eligible to participatein the proposed issue |
Countries other than Australia and NewZealand |
|
For non-renounceable issues (includingaccelerated): The entity must send each holder towhom it will not offer the securities details of the issueand advice that the entity will not offer securities tothem (listing rule 7.7.1(b)). |
|
|
For renounceable issues (including accelerated):The entity must send each holder to whom it will notoffer the securities details of the issue and advice thatthe entity will not offer securities to them. It must alsoappoint a nominee to arrange for the sale of theentitlements that would have been given to thoseholders and to account to them for the net proceeds ofthe sale and advise each holder not given theentitlements that a nominee in Australia will arrange forsale of the entitlements and, if they are sold, for the netproceeds to be sent to the holder (listing rule 7.7.1(b)and (c)). |
|
| 3G.5 |
*Will the offer be made to eligiblebeneficiaries on whose behalf eligiblenominees or custodians hold existing+securities |
No |
| 3G.5a |
*Please provide further details of the offer toeligible beneficiariesAnswer this question if your response to Q3G.5 is"Yes".If, for example, the entity intends to issue a notice toeligible nominees and custodians please indicate herewhere it may be found and/or when the entity expectsto announce this information. You may enter a URL. |
|
| 3G.6 |
URL on the entity's website where investorscan download information about theproposed issue |
https://www.investi.com.au/api/announcements/rdn/a84be5cf-e43.pdf |
| 3G.7 |
Any other information the entity wishes toprovide about the proposed issue |
|
| 3G.8 |
*Will the offer of rights under the rights issuebe made under a disclosure document orproduct disclosure statement under Chapter6D or Part 7.9 of the Corporations Act (asapplicable)? |
Yes |
Part 4 – Details of proposed offer under +securities purchase plan
Part 5 – Details of proposed non-pro rata offer under a +disclosure document or +PDS
Part 6 – Details of proposed non-pro rata offer to wholesale investors under an +information memorandum
Part 7 – Details of proposed placement or other issue
Part 8 – details of +securities proposed to be issued
Answer the relevant questions in this part for the type of +securities the entity proposes to issue. If the entity is proposing to issue more than one class of security, including free attaching securities, please complete a separate version of Part 8 for each class of security proposed to be issued.
Part 8A – type of +securities proposed to be issued
| QuestionNo. |
Question |
Answer |
| 8A.1 |
*The +securities proposed to be issued are:Tick whichever is applicableNote: SPP offers must select "existing quoted class" |
☒Additional +securities in a class that isalready quoted on ASX ("existingquoted class") |
|
|
☐ Additional +securities in a class that isnot currently quoted, and not intendedto be quoted, on ASX ("existingunquoted class") |
|
|
☐ New +securities in a class that is not yetquoted, but is intended to be quoted, onASX ("new quoted class") |
|
|
☐ New +securities in a class that is notquoted, and not intended to be quoted,on ASX ("new unquoted class") |
| 8A.2 |
*Any on-sale of the +securities proposed tobe issued within 12 months of their date ofissue will comply with the secondary saleprovisions in sections 707(3) and 1012C(6)of the Corporations Act by virtue of:Answer this question if your response to Q1.6 is "Astandard pro rata issue (non-renounceable orrenounceable)", "An accelerated offer", "A non-pro rataoffer to wholesale investors under an information |
☒The publication of a +disclosuredocument or +PDS for the +securitiesproposed to be issued☐The publication of a cleansing noticeunder section 708A(5), 708AA(2)(f),1012DA(5) or 1012DAA(2)(f)☐The publication of a +disclosuredocument or +PDS involving the same |
|
memorandum" or "A placement or other type of issue"and your response to Q8A.1 is "existing quoted class"or "new quoted class".Note: Under Appendix 2A of the Listing Rules, whenthe entity applies for quotation of the securitiesproposed to be issued, it gives a warranty that an offerof the securities for sale within 12 months after theirissue will not require disclosure under section 707(3) or |
class of securities as the +securitiesproposed to be issued that meets therequirements of section 708A(11) or1012DA(11)☐An applicable ASIC instrument or classorder |
| legal adviser. |
1012C(6) of the Corporations Act.If you are in any doubt as to the application of, or theentity's capacity to give, this warranty, please see ASICRegulatory Guide 173 Disclosure for on-sale ofsecurities and other financial products and consult your |
☐Not applicable – the entity hasarrangements in place with the holderthat ensure the securities cannot be onsold within 12 months in a manner thatwould breach section 707(3) or1012C(6) |
|
|
Note: Absent relief from ASIC, a listed entity can onlyissue a cleansing notice where trading in the relevantsecurities has not been suspended for more than5 days during the shorter of: (a) the period duringwhich the class of securities are quoted; and (b) theperiod of 12 months before the date on which therelevant securities were issued. |
Note: If the +securities referred to in this form are being offered under a +disclosure document or +PDS and the entity selects the first or third option in its response to question 8A.1 above (existing quoted class or new quoted class), then by lodging this form with ASX, the entity is taken to have applied for quotation of all of the +securities that may be issued under the +disclosure document or +PDS on the terms set out in Appendix 2A of the ASX Listing Rules (on the understanding that once the final number of +securities issued under the +disclosure document or +PDS is known, in accordance with Listing Rule 3.10.3C, the entity will complete and lodge with ASX an Appendix 2A online form notifying ASX of their issue and applying for their quotation).
Part 8B – details of +securities proposed to be issued (existing quoted class or existing unquoted class)
Answer the questions in this Part if your response to Q8A.1 is "existing quoted class" or "existing unquoted class".
| QuestionNo. |
Question |
Answer |
| 8B.1 |
*ASX security code & description |
RDN: Ordinary Fully Paid Shares |
| 8B.1a |
ISIN Code for the entitlement or right toparticipate in a non-renounceable issue; orfor the tradeable rights created under arenounceable right issue (if Issuer is foreigncompany and +securities are non CDIs) |
|
| 8B.2a |
*Will the +securities to be quoted rankequally in all respects from their issue datewith the existing issued +securities in thatclass? |
Yes |
| 8B.2b |
*Is the actual date from which the+securities will rank equally (non-rankingend date) known?Answer this question if your response to Q8B.2a is"No". |
- |
| 8B.2c |
*Provide the actual non-ranking end dateAnswer this question if your response to Q8B.2a is"No" and your response to Q8B.2b is "Yes". |
- |
| 8B.2d |
*Provide the estimated non-ranking endperiodAnswer this question if your response to Q8B.2a is"No" and your response to Q8B.2b is "No". |
- |
| 8B.2e |
*Please state the extent to which the+securities do not rank equally:•in relation to the next dividend,distribution or interest payment; or |
- |
|
•for any other reasonAnswer this question if your response to Q8B.2a is"No".For example, the securities may not rank at all, or may |
|
|
rank proportionately based on the percentage of theperiod in question they have been on issue, for thenext dividend, distribution or interest payment or theymay not be entitled to participate in some other event,such as an entitlement issue. |
|
Part 8C – details of +securities proposed to be issued (new quoted class or new unquoted class)
Answer the questions in this Part if your response to Q8A.1 is "new quoted class" or "new unquoted class".
| QuestionNo. |
Question |
Answer |
| 8C.1 |
*+Security description |
N/A – Existing Class |
|
The ASX security code for this security will beconfirmed by ASX in due course. |
|
| 8C.2 |
*Security typeSelect one item from the list.Please select the most appropriate security type fromthe list. This will determine more detailed questions tobe asked about the security later in this section. Select"ordinary fully or partly paid shares/units" for stapledsecurities or CDIs. For interest rate securities, pleaseselect the appropriate choice from either "Convertibledebt securities" or "Non-convertible debt securities"(tradeable securities); or "Wholesale debt securities"(non-tradeable). Select "Other" for performanceshares/units and performance options/rights or if theselections available in the list do not appropriatelydescribe the security being issued. |
☐ Ordinary fully or partly paid shares/units☐ Options☐ +Convertible debt securities☐ Non-convertible +debt securities☐ Redeemable preference shares/units☐ Wholesale debt securities☐Other |
| 8C.3 |
ISIN codeAnswer this question if you are an entity incorporatedoutside Australia and you are proposing to issue a newclass of securities other than CDIs. See also the noteat the top of this form. |
|
| 8C.3a |
ISIN Code for the entitlement or right toparticipate in a non-renounceable issue; orfor the tradeable rights created under arenounceable right issue (if Issuer is foreigncompany and +securities are non CDIs) |
|
| 8C.4a |
*Will all the +securities proposed to beissued in this class rank equally in allrespects from the issue date? |
Yes or No |
| 8C.4b |
*Is the actual date from which the+securities will rank equally (non-rankingend date) known?Answer this question if your response to Q8C.4a is"No". |
Yes or No |
| 8C.4c |
*Provide the actual non-ranking end dateAnswer this question if your response to Q8C.5a is"No" and your response to Q8C.4b is "Yes". |
|
| 8C.4d |
*Provide the estimated non-ranking endperiodAnswer this question if your response to Q8C.4a is"No" and your response to Q8C.4b is "No". |
|
| 8C.4e |
*Please state the extent to which the+securities do not rank equally:•in relation to the next dividend,distribution or interest payment; or•for any other reasonAnswer this question if your response to Q8C.4a is"No".For example, the securities may not rank at all, or mayrank proportionately based on the percentage of theperiod in question they have been on issue, for thenext dividend, distribution or interest payment; or theymay not be entitled to participate in some other event,such as an entitlement issue. |
|
| 8C.5 |
Please attach a document or provide a URLlink for a document lodged with ASX settingout the material terms of the +securitiesproposed to be issued or provide theinformation by separate announcement.You may cross-reference a disclosure document, PDS,information memorandum, investor presentation orother announcement with this information provided ithas been released to the ASX Market AnnouncementsPlatform. |
|
| 8C.6 |
*Have you received confirmation from ASXthat the terms of the +securities areappropriate and equitable under listing rule6.1?Answer this question only if you are an ASX Listing.(ASX Foreign Exempt Listings and ASX Debt Listingsdo not have to answer this question).If your response is "No" and the securities have anyunusual terms, you should approach ASX as soon aspossible for confirmation under listing rule 6.1 that theterms are appropriate and equitable. |
Yes or No |
| 8C.7a |
Ordinary fully or partly paid shares/units detailsAnswer the questions in this section if you selected this security type in your response to Question 8C.2. |
|
|
*+Security currency |
|
|
This is the currency in which the face amount of anissue is denominated. It will also typically be thecurrency in which distributions are declared. |
|
|
*Will there be CDIs issued over the+securities? |
Yes or No |
|
*CDI ratioAnswer this question if you answered "Yes" to theprevious question. This is the ratio at which CDIs canbe transmuted into the underlying security (e.g. 4:1means 4 CDIs represent 1 underlying security whereas1:4 means 1 CDI represents 4 underlying securities). |
X:Y |
|
*Is it a partly paid class of +security? |
Yes or No |
|
*Paid up amount: unpaid amountAnswer this question if answered "Yes" to the previousquestion.The paid up amount represents the amount ofapplication money and/or calls which have been paidon any security considered 'partly paid'The unpaid amount represents the unpaid or yet to becalled amount on any security considered 'partly paid'.The amounts should be provided per the security |
X:Y |
|
currency (e.g. if the security currency is AUD, then thepaid up and unpaid amount per security in AUD). |
|
|
*Is it a stapled +security? |
Yes or No |
|
This is a security class that comprises a number ofordinary shares and/or ordinary units issued byseparate entities that are stapled together for thepurposes of trading. |
|
| 8C.7b |
Option details |
|
|
Answer the questions in this section if you selected this security type in your response to Question Q8C.2. |
|
|
*+Security currencyThis is the currency in which the exercise price ispayable. |
|
|
*Exercise priceThe price at which each option can be exercised andconvert into the underlying security.The exercise price should be provided per the security |
|
|
currency (i.e. if the security currency is AUD, theexercise price should be expressed in AUD). |
|
|
*Expiry date |
|
|
The date on which the options expire or terminate. |
|
|
*Details of the number and type of +security(including its ASX security code if the+security is quoted on ASX) that will beissued if an option is exercised |
|
|
For example, if the option can be exercised to receiveone fully paid ordinary share with ASX security codeABC, please insert "One fully paid ordinary share(ASX:ABC)". |
|
| 8C.7c |
Details of non-convertible +debt securities, +convertible debt securities, orredeemable preference shares/units |
|
|
Answer the questions in this section if you selected one of these security types in your response to QuestionQ8C.2. |
|
|
Refer to Guidance Note 34 and the "Guide to the Naming Conventions and Security Descriptions for ASX QuotedDebt and Hybrid Securities" for further information on certain terms used in this section |
|
|
*Type of +security |
☐ Simple corporate bond |
|
Select one item from the list |
☐ Non-convertible note or bond |
|
|
☐ Convertible note or bond |
|
|
☐ Preference share/unit |
|
|
☐ Capital note |
|
|
☐ Hybrid security |
|
|
☐ Other |
|
*+Security currency |
|
|
This is the currency in which the face value of thesecurity is denominated. It will also typically be thecurrency in which interest or distributions are paid. |
|
|
*Face value |
|
|
This is the principal amount of each security. |
|
|
The face value should be provided per the securitycurrency (i.e. if security currency is AUD, then the facevalue per security in AUD). |
|
|
*Interest or dividend rate type |
☐ Fixed rate |
|
Select one item from the list |
☐ Floating rate |
|
Select the appropriate interest rate type per the termsof the security. Definitions for each type are provided in |
☐ Indexed rate |
|
the Guide to the Naming Conventions and SecurityDescriptions for ASX Quoted Debt and Hybrid |
☐ Variable rate |
|
Securities |
☐ Zero coupon/no interest |
|
Note, this and the following questions also refer todividend rates and payments, as would be relevant topreference securities. |
☐ Other |
|
*Frequency of coupon/interest/dividend |
☐ Monthly |
|
payments per yearSelect one item from the list. |
☐ Quarterly |
|
|
☐ Semi-annual |
|
|
☐ Annual |
|
|
☐ No coupon/interest payments |
|
|
☐ Other |
| *First interest/dividend payment dateA response is not required if you have selected "Nocoupon/interest payments" in response to the questionabove on the frequency of coupon/interest payments |
|
| *Interest/dividend rate per annumAnswer this question if the interest rate type is fixed. |
% p.a. |
| *Is the interest/dividend rate per annumestimated at this time?Answer this question if the interest rate type is fixed. |
Yes or No |
| *If the interest/dividend rate per annum isestimated, then what is the date for thisinformation to be announced to the market(if known)Answer this question if the interest rate type is fixedand your response to the previous question is "Yes".Answer "Unknown" if the date is not known at this time. |
|
| *Does the interest/dividend rate include areference rate, base rate or market rate(e.g. BBSW or CPI)?Answer this question if the interest rate type is floatingor indexed. |
Yes or No |
| *What is the reference rate, base rate ormarket rate?Answer this question if the interest rate type is floatingor indexed and your response to the previous questionis "Yes". |
|
| *Does the interest/dividend rate include amargin above the reference rate, base rateor market rate?Answer this question if the interest rate type is floatingor indexed. |
Yes or No |
| *What is the margin above the referencerate, base rate or market rate (expressed asa percent per annum)Answer this question if the interest rate type is floatingor indexed and your response to the previous questionis "Yes". |
% p.a. |
| *Is the margin estimated at this time?Answer this question if the interest rate type is floatingor indexed. |
Yes or No |
| *If the margin is estimated, then what is thedate for this information to be announced tothe market (if known)Answer this question if the interest rate type is floatingor indexed and your response to the previous questionis "Yes".Answer "Unknown" if the date is not known at this time. |
|
| *S128F of the Income Tax Assessment Actstatus applicable to the +securitySelect one item from the listFor financial products which are likely to give rise to apayment to which s128F of the Income TaxAssessment Act applies, ASX requests issuers toconfirm the s128F status of the security:•"s128F exempt" means interest payments are nottaxable to non-residents;•"Not s128F exempt" means interest payments aretaxable to non-residents;•"s128F exemption status unknown" means theissuer is unable to advise the status;"Not applicable" means s128F is not applicable to thissecurity |
☐ s128F exempt☐ Not s128F exempt☐ s128F exemption status unknown☐ Not applicable |
| *Is the +security perpetual (i.e. no maturitydate)? |
Yes or No |
| *Maturity dateAnswer this question if the security is not perpetual |
|
| *Select other features applicable to the+securityUp to 4 features can be selected. Further information isavailable in the Guide to the Naming Conventions andSecurity Descriptions for ASX Quoted Debt and HybridSecurities. |
☐ Simple☐ Subordinated☐ Secured☐ Converting☐ Convertible☐ Transformable☐ Exchangeable☐ Cumulative☐ Non-Cumulative☐ Redeemable☐ Extendable☐ Reset☐ Step-Down☐ Step-Up☐ Stapled☐ None of the above |
| *Is there a first trigger date on which a rightof conversion, redemption, call or put canbe exercised (whichever is first)? |
Yes or No |
| *If yes, what is the first trigger dateAnswer this question if your response to the previousquestion is "Yes". |
|
|
*Details of the number and type of +security(including its ASX security code if the+security is quoted on ASX) that will beissued if the +securities are converted,transformed or exchanged (including, ifapplicable, any interest)Answer this question if the security features include"converting", "convertible", "transformable" or"exchangeable".For example, if the security can be converted into1,000 fully paid ordinary shares with ASX security codeABC, please insert "1,000 fully paid ordinary shares |
|
|
(ASX:ABC)". |
|
| 8C.7d |
Details of wholesale debt securitiesAnswer the questions in this section if you selected this security type in your response to Question Q8C.2. |
|
|
Refer to Guidance Note 34 and the "Guide to the Naming Conventions and Security Descriptions for ASX QuotedDebt and Hybrid Securities" for further information on certain terms used in this section |
|
|
CFI |
|
|
FISN |
|
|
*+Security currencyThis is the currency in which the face value of thesecurity is denominated. It will also typically be thecurrency in which interest or distributions are paid. |
|
|
Total principal amount of class |
|
|
Face valueThis is the offer / issue price or value at which thesecurity was offered on issue. |
|
|
Number of +securitiesThis should be the total principal amount of classdivided by the face value |
|
|
*Interest rate typeSelect the appropriate interest rate type per the termsof the security. |
☐ Fixed rate☐ Floating rate☐ Fixed to floating☐ Floating to fixed |
|
*Frequency of coupon/interest payments |
☐ Monthly |
|
per year |
☐ Quarterly |
|
Select one item from the list. The number of interestpayments to be made per year for a wholesale debt |
☐ Semi-annual |
|
security. |
☐ Annual |
|
|
☐ No payments |
|
*First interest payment date |
|
|
A response is not required if you have selected "Nopayments" in response to the question above on thefrequency of coupon/interest payments. |
|
|
*Interest rate per annumA response is not required if you have selected "Nopayments" in response to the question above on thefrequency of coupon/interest payments. The raterepresents the total rate for the first payment periodwhich may include a reference or base rate plus amargin rate and other adjustment factors whereapplicable, stated on a per annum basis. If the rate isonly an estimate at this time please enter an indicativerate and provide the actual rate once it has becomeavailable. |
% |
| *Maturity dateThe date on which the security matures.Class type description |
|
| *S128F of the Income Tax Assessment Actstatus applicable to the +securitySelect one item from the listFor financial products which are likely to give rise to apayment to which s128F of the Income TaxAssessment Act applies, ASX requests issuers toconfirm the s128F status of the security:•"s128F exempt" means interest payments are nottaxable to non-residents;•"Not s128F exempt" means interest payments aretaxable to non-residents;•"s128F exemption status unknown" means theissuer is unable to advise the status;"Not applicable" means s128F is not applicable to thissecurity |
☐ s128F exempt☐ Not s128F exempt☐ s128F exemption status unknown☐ Not applicable |
Introduced 01/12/19; amended 31/01/20; 18/07/20; 05/06/21