PSC — Interim / Quarterly Report 2021

Nov 5, 2021

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2021.11.05

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• This document may contain forward-looking statements, including but not limited to statements that address activities, events or developments that the Company expects or anticipates to occur in the future. All statements are made according to the projection of future operation and various political, economic and market factors beyond the Company’s control. Therefore, the actual results may differ materially from those contained in the forward-looking statements.

• The financial information provided in the document has not fully been reviewed by accountant.

• This document is not and cannot be construed as an offer to purchase or sell securities or other financial products or solicitation of an offer.

• All texts, images, illustrations and other material are subject to copyright held by President Securities Corp. Any reproduction, dissemination, transmission, and forwarding is strictly prohibited without the express written permission of President Securities Corp.

President Securities Corporation | Tel : (02)8172-4668 | Add: No.8, Dongxing Rd., Songshan Dist., Taipei City , Taiwan

Global Economic Outlook 2021

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2021/11/4
S&P500 466.91
NASDAQ 15,940.30
110/07/15
2021/11/3 18,034.19
DJIA 36,157.02 110/04/27
17,595.90
110/11/04
17,078.86
110/08/20
16,341.94
DJIA
DJIA
110/05/17
2021/1/29
NASDAQ NASDAQ 15,353.89
S&P 500 29,982.62 2021/3/8 110/01/04 TAIEX
2021/1/4 12,609.2 S&P 500 14,902.03
368.79
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Data Interval：2021/1/1-2021/11/4

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President Securities Corporation | Tel : (02)8172-4668 | Add: No.8, Dongxing Rd., Songshan Dist., Taipei City , Taiwan

Capital

NTD 14.558 Billion

Structure

Services

Brokerage, Proprietary Trading, Underwriting, Fixed Income Dealing, Financial Products, Shareholder

Services, Wealth Management & Trust, Offshore Securities Units

Number of Employees

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President
1,713
Securities
Corporation
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Number of Branches

31

Affiliated Companies

President Futures Co.,LTD

Uni-President Asset Management Corp. President Capital Management Corp. President Insurance Agency Co., Ltd. PSC Venture Capital Investment Co., Ltd. President Securities (Hong Kong) Limited President Wealth Management (HK) Ltd. President Securities (Nominee) Limited Jin Yuan President Securities Co.,Ltd.

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President Securities Corporation | Tel : (02)8172-4668 | Add: No.8, Dongxing Rd., Songshan Dist., Taipei City , Taiwan

Subsidiaries

Note: President Securities (BVI) completed the liquidation process in September, and completed the filing by the competent authority in that month.

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President Securities Corporation | Tel : (02)8172-4668 | Add: No.8, Dongxing Rd., Songshan Dist., Taipei City , Taiwan

Consolidated Balance Sheets

2021 Q3 2020Q4 2020 Q3 Current Assets 104,466 105,322 102,139 Non-Current Assets 8,828 8,390 8,229 Total Assets 113,294 113,712 110,368 Current Liabilities 82,074 84,087 82,516 Non-Current Liabilities 162 145 152 Total Liabilities 82,236 84,232 82,668 Capital Common Stock 14,558 13,998 13,998 Other Equity 16,450 15,482 13,702 Total Equity 31,058 29,480 27,700

Unit：Million NTD

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President Securities Corporation | Tel : (02)8172-4668 | Add: No.8, Dongxing Rd., Songshan Dist., Taipei City , Taiwan

Consolidated Income Statement

	2021 Q3 % 2020 Q3 % Diff %
Revenues	9,161 100 6,260 100 2,901 46% 841 9 827 13 14 2% 4,759 52 3,521 56 1,238 35%
Operating Expenditures Operating Expenses Operating Income Other Income and Costs Income Before Tax Income Tax Expense
	3,561 39 1,912 31 1,649 86% 305 3 245 4 60 24%
	3,866 42 2,157 35 1,709 79% 493 5 246 4 248 101%
Net Income	3,373 37 1,911 31 1,462 77% 309 3 399 6 -90 -23%
Other Comprehensive Income Total Comprehensive Income
	3,682 40 2,310 37 1,372 59%
EPS(NTD)	2.32 1.31 1.01 77%

Note: The consolidated income statements shows the accumulated amounts from January 1 to September 30.

Unit：Million NTD

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President Securities Corporation | Tel : (02)8172-4668 | Add: No.8, Dongxing Rd., Songshan Dist., Taipei City , Taiwan

Same period of 5-Years Operating Performances

Bil NTD

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9.16
3.37
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President Securities Corporation | Tel : (02)8172-4668 | Add: No.8, Dongxing Rd., Songshan Dist., Taipei City , Taiwan

Business Development Brokerage Busiess Proprietary Trading

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Business development

Expand the business team to expand profit sources and improve the overall performance of the company.

Loan balance

Unrestricted purposes of loan grew by 7.66%. Securities lending business grew by 32.17%.

System planning

Electronic transactions reached history high percentage record.

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Performance

The performance is in the market leading position and better than expected.

Operations strategy

Under risk of the uncertainty of the globe, we will focus on fundamental trend and retain the outperforming stocks.

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President Securities Corporation | Tel : (02)8172-4668 | Add: No.8, Dongxing Rd., Songshan Dist., Taipei City , Taiwan

Business Development Fixed Income Dealing Underwriting Business

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Focus

Mainly focus on international Bonds and supplemented by bond sales, bond underwriting and structured commodity issuance.

Operations strategy

Conservative operational strategies will be adopted in the future.

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Underwriting case

The substantial increase in underwriting revenue this year is due to a higher number of sponsored underwriting cases than in previous years.

Participation rate

Participation rate stably maintains up to 20%.

Market share ranked No.5.

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President Securities Corporation | Tel : (02)8172-4668 | Add: No.8, Dongxing Rd., Songshan Dist., Taipei City , Taiwan

Business Development

Wealth Quantitative Financial Product Trading Business

Management

Investment trust

Business profile

Market share

Non-discretionary Money Trust grew by 10.16%. Employee Benefit Trust grew stably.

Market making business ranked No. 5.

Net value per share ranked No. 3.

Share Options Business maintains up to 30%, ranked No. 2.

Structured commodities ranked No. 4.

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Commodity strategy

Development plan

Warrant Business ranked No. 7.

ETN Business

1.FCN Fixed Amount Investment Plan

• 2.5P10E Fixed Amount Overseas Bond

Investment Plan

Program trading is the key development project and the total number of program transactions has reached 60%.

9 ETNs have been issued. – NO.1. The number of sheets in circulation ranked

No.2.

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Business development

Expecting to issue the electric vehicle related ETFs in late November.

Obtaining the "High-asset customers License“ in

September.

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President Securities Corporation | Tel : (02)8172-4668 | Add: No.8, Dongxing Rd., Songshan Dist., Taipei City , Taiwan

Moment of Glory

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The National Brand Yushan Award

Wealth Management Banking and Securities Evaluation

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The Futures Diamond Awards

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President Securities Corporation | Tel : (02)8172-4668 | Add: No.8, Dongxing Rd., Songshan Dist., Taipei City , Taiwan

Moment of Glory

Top company in growth and profit in 2021

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Principle for Financial Service Industries to Treat Clients Fairly

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President Securities Corporation | Tel : (02)8172-4668 | Add: No.8, Dongxing Rd., Songshan Dist., Taipei City , Taiwan

Moment of Glory

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Taiwan Sustainability Action Awards (TSAA)

Let children expand their horizons and experience various occupations, understand their future work intentions, and make job hunting plans in advance.

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President Securities Corporation | Tel : (02)8172-4668 | Add: No.8, Dongxing Rd., Songshan Dist., Taipei City , Taiwan

Q&A

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