PRECIGEN, INC. — Director's Dealing 2025

Mar 17, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2025-03-13

Reporting Person: KIRK RANDAL J (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-03-13	Common Stock	A	57471	$1.74	Acquired	64604685	Indirect
2025-03-14	Common Stock	M	174825	—	Acquired	64779510	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2025-03-13	Restricted Stock Units	$	A	143678	Acquired		Common Stock (143678)	Indirect
2025-03-13	Option to Purchase Common Stock (Right to Buy)	$1.74	A	167034	Acquired	2035-03-13	Common Stock (167034)	Indirect
2025-03-14	Restricted Stock Units	$	M	174825	Disposed		Common Stock (174825)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1096686	Indirect
Common Stock	490401	Indirect
Common Stock	3703398	Indirect
Common Stock	1654363	Indirect
Common Stock	489438	Indirect
Common Stock	3944437	Indirect
Common Stock	1637040	Indirect
Common Stock	578079	Indirect
Common Stock	351120	Indirect
Common Stock	453731	Indirect
Common Stock	13520789	Indirect
Common Stock	1403	Indirect
Common Stock	16406828	Indirect
Common Stock	6085471	Indirect
Common Stock	1144481	Indirect

Footnotes

F1: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), Sunset 2020 LLC ("Sunset 2020") and Third Security, LLC ("Third Security"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F2: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock and shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time.

F3: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. The restricted stock units were granted on March 14, 2024 and vested in their entirety on the one-year anniversary of the date of grant.