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PRECIGEN, INC. — Director's Dealing 2024
Aug 13, 2024
32044_dirs_2024-08-13_81492326-00d1-446b-a590-f967f79c6b3c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2024-08-09
Reporting Person: KIRK RANDAL J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-08-09 | Common Stock | P | 23529411 | $0.85 | Acquired | 64547214 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6085471 | Indirect |
| Common Stock | 490401 | Indirect |
| Common Stock | 3703398 | Indirect |
| Common Stock | 1654363 | Indirect |
| Common Stock | 489438 | Indirect |
| Common Stock | 3944437 | Indirect |
| Common Stock | 1637040 | Indirect |
| Common Stock | 578079 | Indirect |
| Common Stock | 351120 | Indirect |
| Common Stock | 453731 | Indirect |
| Common Stock | 1096686 | Indirect |
| Common Stock | 13520789 | Indirect |
| Common Stock | 1403 | Indirect |
| Common Stock | 16406828 | Indirect |
| Common Stock | 1144481 | Indirect |
Footnotes
F1: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Third Security, LLC ("Third Security"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Parkview 2020 Limited Partnership ("Parkview 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.