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PRECIGEN, INC. Director's Dealing 2024

Aug 13, 2024

32044_dirs_2024-08-13_81492326-00d1-446b-a590-f967f79c6b3c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2024-08-09

Reporting Person: KIRK RANDAL J (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-08-09 Common Stock P 23529411 $0.85 Acquired 64547214 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6085471 Indirect
Common Stock 490401 Indirect
Common Stock 3703398 Indirect
Common Stock 1654363 Indirect
Common Stock 489438 Indirect
Common Stock 3944437 Indirect
Common Stock 1637040 Indirect
Common Stock 578079 Indirect
Common Stock 351120 Indirect
Common Stock 453731 Indirect
Common Stock 1096686 Indirect
Common Stock 13520789 Indirect
Common Stock 1403 Indirect
Common Stock 16406828 Indirect
Common Stock 1144481 Indirect

Footnotes

F1: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Third Security, LLC ("Third Security"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Parkview 2020 Limited Partnership ("Parkview 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.