PRECIGEN, INC. — Director's Dealing 2023

Jan 31, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2023-01-27

Reporting Person: KIRK RANDAL J (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-01-27	Common Stock	P	11428571	$1.75	Acquired	31129164	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	490401	Indirect
Common Stock	3703398	Indirect
Common Stock	1654363	Indirect
Common Stock	489438	Indirect
Common Stock	3944437	Indirect
Common Stock	1637040	Indirect
Common Stock	578079	Indirect
Common Stock	351120	Indirect
Common Stock	453731	Indirect
Common Stock	1015604	Indirect
Common Stock	1015626	Indirect
Common Stock	1000000	Indirect
Common Stock	1144481	Indirect
Common Stock	13520789	Indirect
Common Stock	1403	Indirect
Common Stock	16406828	Indirect
Common Stock	1839946	Indirect
Common Stock	1383858	Indirect
Common Stock	3223803	Indirect
Common Stock	691929	Indirect
Common Stock	1384408	Indirect
Common Stock	311287	Indirect
Common Stock	58800	Indirect
Common Stock	59133	Indirect
Common Stock	118266	Indirect
Common Stock	19711	Indirect
Common Stock	4995000	Indirect
Common Stock	2497500	Indirect
Common Stock	832500	Indirect

Footnotes

F1: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Parkview 2020 Limited Partnership ("Parkview 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F2: Randal J. Kirk controls each of Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), Third Security Incentive 2009 LLC ("Incentive 2009"), Third Security Incentive 2010 LLC ("Incentive 2010"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff LLC ("Sr. Staff"), Third Security Staff 2006 LLC ("Staff 2006"), Third Security Senior Staff 2006 LLC ("Sr. Staff 2006"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2007 LLC ("Sr. Staff 2007"), Third Security Staff 2007 LLC ("Staff 2007"), and Third Security Incentive 2007 LLC ("Incentive 2007"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.