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PRECIGEN, INC. Director's Dealing 2023

Mar 13, 2023

32044_dirs_2023-03-13_83371084-1363-49c8-8ee5-0e7ceff5f94b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2023-03-09

Reporting Person: Gupta Vinita D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-03-09 Common Stock A 48290 $1.17 Acquired 301730 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-03-09 Restricted Stock Units $ A 106837 Acquired Common Stock (106837) Direct
2023-03-09 Option to Purchase Common Stock (Right to Buy) $1.17 A 125489 Acquired 2033-03-09 Common Stock (125489) Direct

Footnotes

F1: The shares were issued to the reporting person in lieu of an annual retainer of $56,500.

F2: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.

F3: The RSUs vest in full on March 9, 2024.