PRECIGEN, INC. — Director's Dealing 2023

Mar 13, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2023-03-09

Reporting Person: SHAPIRO ROBERT B (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-09	Common Stock	A	26923	$1.17	Acquired	329656	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-03-09	Restricted Stock Units	$	A	53418	Acquired		Common Stock (53418)	Direct
2023-03-09	Option to Purchase Common Stock (Right to Buy)	$1.17	A	130398	Acquired	2033-03-09	Common Stock (130398)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	82966	Indirect

Footnotes

F1: The shares were issued to the reporting person in lieu of an annual retainer of $31,500.

F2: Shares held in the Robert B. Shapiro Revocable Trust

F3: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock.

F4: The RSUs vest in full on March 9, 2024.