PRECIGEN, INC. — Director's Dealing 2023

Aug 12, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2023-08-09

Reporting Person: Shah Rutul R (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-08-09	Common Stock	M	15480	—	Acquired	118629	Direct
2023-08-10	Common Stock	S	5429	$1.21	Disposed	113200	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-08-09	Restricted Stock Units	$	M	15480	Disposed		Common Stock (15480)	Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.

F3: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 9, 2023. The remaining RSUs vest in two equal installments on each of August 16, 2023 and August 23, 2023.