PRECIGEN, INC. — Director's Dealing 2023

Aug 19, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2023-08-16

Reporting Person: Perez Jeffrey Thomas (SVP, IP Affairs)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-08-16	Common Stock	M	18878	—	Acquired	457657	Direct
2023-08-17	Common Stock	S	8741	$1.55	Disposed	448916	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-08-16	Restricted Stock Unit	$	M	18878	Disposed		Common Stock (18878)	Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.

F3: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 16, 2023. The remaining RSUs vest on August 23, 2023.