PRECIGEN, INC. — Director's Dealing 2023

Aug 26, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2023-08-23

Reporting Person: Shah Rutul R (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-08-23	Common Stock	M	15480	—	Acquired	138862	Direct
2023-08-24	Common Stock	S	5388	$1.64	Disposed	133474	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-08-23	Restricted Stock Units	$	M	15480	Disposed		Common Stock (15480)	Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.

F3: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 23, 2023.