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PRECIGEN, INC. Director's Dealing 2023

Aug 26, 2023

32044_dirs_2023-08-25_138017f7-ed0d-4635-9438-682b3049ea79.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2023-08-23

Reporting Person: Sabzevari Helen (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-23 Common Stock M 141587 Acquired 1636973 Direct
2023-08-25 Common Stock S 76969 $1.53 Disposed 1560004 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-08-23 Restricted Stock Units $ M 141587 Disposed Common Stock (141587) Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.

F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.

F3: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 23, 2023.