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PRECIGEN, INC. — Director's Dealing 2023
Aug 26, 2023
32044_dirs_2023-08-25_138017f7-ed0d-4635-9438-682b3049ea79.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2023-08-23
Reporting Person: Sabzevari Helen (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-23 | Common Stock | M | 141587 | — | Acquired | 1636973 | Direct |
| 2023-08-25 | Common Stock | S | 76969 | $1.53 | Disposed | 1560004 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-08-23 | Restricted Stock Units | $ | M | 141587 | Disposed | Common Stock (141587) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Precigen common stock.
F2: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs pursuant to the terms of a 10b5-1 plan adopted by the reporting person. The sale was effected through an automatic "sell to cover" transaction that did not represent a discretionary trade by the reporting person.
F3: Represents 1/6 of the RSUs granted on March 24, 2023 that vested on August 23, 2023.