PRECIGEN, INC. — Director's Dealing 2022

Feb 25, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2022-02-22

Reporting Person: KIRK RANDAL J (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-02-22	Common Stock	A	49261	$2.03	Acquired	19004634	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-02-22	Option to Purchase Common Stock (Right to Buy)	$2.03	A	166378	Acquired	2032-02-22	Common Stock (166378)	Indirect
2022-02-22	Restricted Stock Units	$	A	123152	Acquired		Common Stock (123152)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1000000	Indirect
Common Stock	479857	Indirect
Common Stock	3597953	Indirect
Common Stock	1612186	Indirect
Common Stock	447405	Indirect
Common Stock	478894	Indirect
Common Stock	3838992	Indirect
Common Stock	1594863	Indirect
Common Stock	567535	Indirect
Common Stock	342685	Indirect
Common Stock	1144481	Indirect
Common Stock	13520789	Indirect
Common Stock	1403	Indirect
Common Stock	16406828	Indirect

Footnotes

F1: The indicated number of shares reflects an internal transfer from ADC 2010, LLC ("ADC 2010") to the R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), following the liquidation of ADC 2010 on December 31, 2021.

F2: Randal J. Kirk controls each of R.J. Kirk DOT, Parkview 2020 Limited Partnership ("Parkview 2020"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F3: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock, and (ii) shall vest on the one-year anniversary of the date of grant, subject to Mr. Kirk continuously providing services to the issuer or an affiliate from the date of grant until such time.

F4: Due to row limitations, this filing is comprised of two (2) Forms 4. Additional details are reported on a separate Form 4 filed with the SEC on February 24, 2022.