PRECIGEN, INC. — Director's Dealing 2021

Mar 30, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2021-03-25

Reporting Person: Gupta Vinita D (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-25	Common Stock	A	7328	$7.71	Acquired	147820	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-25	Restricted Stock Units	$	A	16212	Acquired		Common Stock (16212)	Direct
2021-03-25	Option to Purchase Common Stock (Right to Buy)	$7.71	A	22107	Acquired	2031-03-25	Common Stock (22107)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3000	Indirect

Footnotes

F1: The shares were issued to the reporting person in lieu of an annual retainer of $56,500.

F2: Shares held in the Sharma-Gupta Marital Property Trust U/A dtd 1/20/2012.

F3: Each restricted stock unit represents a contingent right to receive one share of Precigen, Inc. common stock.

F4: The restricted stock units vest in full on March 25, 2022.