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PRECIGEN, INC. Director's Dealing 2021

May 7, 2021

32044_dirs_2021-05-06_ea8c0337-45dc-4885-aff6-9696a2f797a9.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2021-04-02

Reporting Person: Osborne D. Bradford (VP, Finance and Accounting)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 60380 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option to Purchase Common Stock (Right to Buy) $6.85 2021-07-29 Common Stock (4008) Direct
Option to Purchase Common Stock (Right to Buy) $29.56 2024-03-20 Common Stock (15586) Direct
Option to Purchase Common Stock (Right to Buy) $45.69 2025-03-12 Common Stock (20783) Direct
Option to Purchase Common Stock (Right to Buy) $34.85 2026-03-10 Common Stock (15059) Direct
Option to Purchase Common Stock (Right to Buy) $20.94 2027-02-02 Common Stock (40000) Direct
Option to Purchase Common Stock (Right to Buy) $4.45 2029-05-14 Common Stock (75000) Direct
Restricted Stock Units $ Common Stock (4340) Direct
Restricted Stock Units $ Common Stock (13774) Direct

Footnotes

F1: The stock options are fully vested.

F2: 18,750 of the stock options are fully vested. The remaining stock options vest in equal installments on each of May 14, 2021, May 14, 2022 and May 14, 2023.

F3: The restricted stock units ("RSUs") vest in full on January 2, 2022.

F4: Each RSU represents a contingent right to receive one share of Precigen Common Stock.

F5: The RSUs vest 50% on January 4, 2022 and 50% on January 4, 2023.