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PRECIGEN, INC. — Director's Dealing 2021
May 7, 2021
32044_dirs_2021-05-06_ea8c0337-45dc-4885-aff6-9696a2f797a9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2021-04-02
Reporting Person: Osborne D. Bradford (VP, Finance and Accounting)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 60380 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase Common Stock (Right to Buy) | $6.85 | 2021-07-29 | Common Stock (4008) | Direct | |
| Option to Purchase Common Stock (Right to Buy) | $29.56 | 2024-03-20 | Common Stock (15586) | Direct | |
| Option to Purchase Common Stock (Right to Buy) | $45.69 | 2025-03-12 | Common Stock (20783) | Direct | |
| Option to Purchase Common Stock (Right to Buy) | $34.85 | 2026-03-10 | Common Stock (15059) | Direct | |
| Option to Purchase Common Stock (Right to Buy) | $20.94 | 2027-02-02 | Common Stock (40000) | Direct | |
| Option to Purchase Common Stock (Right to Buy) | $4.45 | 2029-05-14 | Common Stock (75000) | Direct | |
| Restricted Stock Units | $ | Common Stock (4340) | Direct | ||
| Restricted Stock Units | $ | Common Stock (13774) | Direct |
Footnotes
F1: The stock options are fully vested.
F2: 18,750 of the stock options are fully vested. The remaining stock options vest in equal installments on each of May 14, 2021, May 14, 2022 and May 14, 2023.
F3: The restricted stock units ("RSUs") vest in full on January 2, 2022.
F4: Each RSU represents a contingent right to receive one share of Precigen Common Stock.
F5: The RSUs vest 50% on January 4, 2022 and 50% on January 4, 2023.
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