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PRECIGEN, INC. — Director's Dealing 2020
Jan 3, 2020
32044_dirs_2020-01-03_5de95c50-8407-4fa9-8b84-04bd256704fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2019-12-31
Reporting Person: Reed Thomas D. (Chief Science Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-31 | Common Stock | M | 14340 | — | Acquired | 132117 | Direct |
| 2020-01-02 | Common Stock | S | 3533 | $5.60 | Disposed | 128584 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-31 | Restricted Stock Units | $ | M | 14340 | Disposed | Common Stock (14340) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 62840 | Indirect |
| Common Stock | 41705 | Indirect |
| Common Stock | 2440 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of XON common stock.
F2: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units.
F3: Held by the Thomas David Reed Living Trust dated February 4, 2011.
F4: Held by the Jacquelyn Ann Reed Living Trust dated February 4, 2011.
F5: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest on March 31, 2020.