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PRECIGEN, INC. — Director's Dealing 2020
Jan 7, 2020
32044_dirs_2020-01-07_c2ba303a-9dad-435d-86c1-6cf759ca7e15.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2020-01-04
Reporting Person: Reed Thomas D. (Chief Science Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-04 | Common Stock | M | 18940 | — | Acquired | 154304 | Direct |
| 2020-01-06 | Common Stock | S | 5416 | $5.8293 | Disposed | 148888 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-04 | Restricted Stock Units | $ | M | 18940 | Disposed | Common Stock (18940) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 62840 | Indirect |
| Common Stock | 41705 | Indirect |
| Common Stock | 2440 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of XON common stock.
F2: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units.
F3: Held by the Thomas David Reed Living Trust dated February 4, 2011.
F4: Held by the Jacquelyn Ann Reed Living Trust dated February 4, 2011.
F5: The restricted stock units were granted on January 4, 2019, and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023.