PRECIGEN, INC. — Director's Dealing 2020

Jan 7, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2020-01-04

Reporting Person: KIRK RANDAL J (Director, Executive Chairman, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-04	Common Stock	M	3443	—	Acquired	18495619	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-04	Restricted Stock Units	$	M	3443	Acquired		Common Stock (3443)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3188586	Indirect
Common Stock	207014	Indirect
Common Stock	1234073	Indirect
Common Stock	1066124	Indirect
Common Stock	157413	Indirect
Common Stock	205763	Indirect
Common Stock	1377412	Indirect
Common Stock	1165897	Indirect
Common Stock	975084	Indirect
Common Stock	975084	Indirect
Common Stock	176628	Indirect
Common Stock	122118	Indirect
Common Stock	14140139	Indirect
Common Stock	8325000	Indirect
Common Stock	311287	Indirect
Common Stock	1403	Indirect
Common Stock	118266	Indirect
Common Stock	59133	Indirect
Common Stock	19711	Indirect
Common Stock	5483957	Indirect
Common Stock	58800	Indirect
Common Stock	213805	Indirect
Common Stock	1356648	Indirect
Common Stock	1356648	Indirect
Common Stock	1142758	Indirect
Common Stock	13340645	Indirect
Common Stock	243001	Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of issuer common stock.

F2: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Third Security, LLC ("Third Security, LLC"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kapital Joe, LLC ("Kapital Joe"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F3: Randal J. Kirk controls each of Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), and Third Security Staff 2006 LLC ("Staff 2006"), Third Security Incentive 2006 LLC ("Incentive 2006"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F4: The restricted stock units were granted on January 4, 2019 and the remaining restricted stock units vest in three equal annual installments on each of January 4, 2021, 2022 and 2023.