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PRECIGEN, INC. Director's Dealing 2020

Mar 10, 2020

32044_dirs_2020-03-10_9b03fd8a-6ea4-4a94-8f8b-dda882d2b024.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2020-03-08

Reporting Person: Gupta Vinita D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-08 Common Stock M 24703 Acquired 50194 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-03-08 Restricted Stock Units $ M 24703 Disposed Common Stock (24703) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3000 Indirect

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of XON common stock.

F2: Shares held in the Sharma-Gupta Marital Property Trust U/A dtd 1/20/2012.

F3: The restricted stock units vested in full on March 8, 2020.