PRECIGEN, INC. — Director's Dealing 2020

Mar 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2020-03-13

Reporting Person: Gupta Vinita D (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-13	Common Stock	A	28109	$2.01	Acquired	78303	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-13	Restricted Stock Units	$	A	62189	Acquired		Common Stock (62189)	Direct
2020-03-13	Option to Purchase Common Stock (Right to Buy)	$2.01	A	96324	Acquired	2030-03-03	Common Stock (96324)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3000	Indirect

Footnotes

F1: The shares were issued to the reporting person in lieu of an annual retainer of $56,500.

F2: Shares held in the Sharma-Gupta Marital Property Trust U/A dtd 1/20/2012.

F3: Each restricted stock unit represents a contingent right to receive one share of Precigen, Inc. common stock.

F4: The restricted stock units vest in full on March 13, 2021.