PRECIGEN, INC. — Director's Dealing 2020

Apr 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2020-03-31

Reporting Person: Sabzevari Helen (President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-31	Common Stock	M	14340	—	Acquired	112342	Direct
2020-04-01	Common Stock	S	5450	$3.0119	Disposed	106892	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-31	Restricted Stock Units	$	M	14340	Disposed		Common Stock (14340)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Precigen common stock.

F2: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units.

F3: The restricted stock units were granted on April 9, 2019 and have vested in full.