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PRECIGEN, INC. Director's Dealing 2020

May 18, 2020

32044_dirs_2020-05-18_7de5e6d5-82bc-499a-9a3a-d1871566885d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PRECIGEN, INC. (PGEN)
CIK: 0001356090
Period of Report: 2020-05-14

Reporting Person: Sabzevari Helen (President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-14 Common Stock M 500000 Acquired 606892 Direct
2020-05-15 Common Stock S 217527 $2.3712 Disposed 389365 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-05-14 Restricted Stock Units $ M 500000 Disposed Common Stock (500000) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Precigen common stock.

F2: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units.

F3: The restricted stock units were granted on March 23, 2020 and have vested in full.