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PRECIGEN, INC. — Director's Dealing 2019
Jan 15, 2019
32044_dirs_2019-01-15_52c205ba-1597-407b-8cc2-8fe07355a890.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HISTOGENICS CORP (HSGX)
CIK: 0001372299
Period of Report: 2019-01-11
Reporting Person: KIRK RANDAL J (10% Owner)
Reporting Person: INTREXON CORP (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-11 | Common Stock | S | 251800 | $0.17 | Disposed | 2438770 | Indirect |
| 2019-01-14 | Common Stock | S | 400507 | $0.16 | Disposed | 2038263 | Indirect |
| 2019-01-15 | Common Stock | S | 345897 | $0.15 | Disposed | 1692366 | Indirect |
Footnotes
F1: Randal J. Kirk, directly and through certain affiliates, is the largest shareholder of Intrexon Corporation ("Intrexon") and serves as Intrexon's Chairman of the Board and Chief Executive Officer. Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon. Shares held by Intrexon may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.