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PRECIGEN, INC. Director's Dealing 2019

Jan 15, 2019

32044_dirs_2019-01-15_52c205ba-1597-407b-8cc2-8fe07355a890.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HISTOGENICS CORP (HSGX)
CIK: 0001372299
Period of Report: 2019-01-11

Reporting Person: KIRK RANDAL J (10% Owner)
Reporting Person: INTREXON CORP (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-11 Common Stock S 251800 $0.17 Disposed 2438770 Indirect
2019-01-14 Common Stock S 400507 $0.16 Disposed 2038263 Indirect
2019-01-15 Common Stock S 345897 $0.15 Disposed 1692366 Indirect

Footnotes

F1: Randal J. Kirk, directly and through certain affiliates, is the largest shareholder of Intrexon Corporation ("Intrexon") and serves as Intrexon's Chairman of the Board and Chief Executive Officer. Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon. Shares held by Intrexon may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.