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PRECIGEN, INC. — Director's Dealing 2019
Feb 5, 2019
32044_dirs_2019-02-04_85218a45-5112-4314-904a-96ea548141e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2019-01-31
Reporting Person: KIRK RANDAL J (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-31 | Common Stock | A | 26109 | $7.66 | Acquired | 16083751 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1582524 | Indirect |
| Common Stock | 151746 | Indirect |
| Common Stock | 814571 | Indirect |
| Common Stock | 879537 | Indirect |
| Common Stock | 138603 | Indirect |
| Common Stock | 152701 | Indirect |
| Common Stock | 941191 | Indirect |
| Common Stock | 976523 | Indirect |
| Common Stock | 46212 | Indirect |
| Common Stock | 46212 | Indirect |
| Common Stock | 124495 | Indirect |
| Common Stock | 83221 | Indirect |
| Common Stock | 14140139 | Indirect |
| Common Stock | 8325000 | Indirect |
| Common Stock | 311287 | Indirect |
| Common Stock | 1403 | Indirect |
| Common Stock | 118266 | Indirect |
| Common Stock | 59133 | Indirect |
| Common Stock | 19711 | Indirect |
| Common Stock | 5483957 | Indirect |
| Common Stock | 58800 | Indirect |
| Common Stock | 213805 | Indirect |
| Common Stock | 1356648 | Indirect |
| Common Stock | 1356648 | Indirect |
| Common Stock | 678323 | Indirect |
| Common Stock | 13340645 | Indirect |
| Common Stock | 243001 | Indirect |
Footnotes
F1: In accordance with the Restricted Stock Unit Agreement dated November 1, 2015 between Intrexon and Randal J. Kirk, each month Mr. Kirk will receive that number of shares of Intrexon common stock, rounded down to the nearest whole share, whose fair market value equals $200,000. The number of shares of Intrexon common stock are to become vested and payable based upon the closing price of the common stock of Intrexon on the NYSE on the last calendar day of each month (or, if such date is not a trading day, the most recent trading day prior to such date). Mr. Kirk has designated the R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") to receive these shares.
F2: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, LLC ("Third Security"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kapital Joe, LLC ("Kapital Joe"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F3: Randal J. Kirk controls each of Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), and Third Security Staff 2006 LLC ("Staff 2006"), Third Security Incentive 2006 LLC ("Incentive 2006"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.