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PRECIGEN, INC. Director's Dealing 2019

May 22, 2019

32044_dirs_2019-05-21_5ddb90a1-b1a2-4bb1-be8c-27aacae6a717.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2019-05-17

Reporting Person: KIRK RANDAL J (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-17 Common Stock P 24212 $4.69 Acquired 405817 Indirect
2019-05-20 Common Stock P 120668 $4.63 Acquired 526485 Indirect
2019-05-21 Common Stock P 24089 $4.74 Acquired 550574 Indirect
2019-05-17 Common Stock P 24212 $4.69 Acquired 405817 Indirect
2019-05-20 Common Stock P 120668 $4.63 Acquired 526485 Indirect
2019-05-21 Common Stock P 24089 $4.74 Acquired 550574 Indirect
2019-05-17 Common Stock P 12106 $4.69 Acquired 858125 Indirect
2019-05-20 Common Stock P 60334 $4.63 Acquired 918459 Indirect
2019-05-21 Common Stock P 12045 $4.74 Acquired 930504 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2091141 Indirect
Common Stock 14140139 Indirect
Common Stock 8325000 Indirect
Common Stock 311287 Indirect
Common Stock 1403 Indirect
Common Stock 19711 Indirect
Common Stock 118266 Indirect
Common Stock 59133 Indirect
Common Stock 5483957 Indirect
Common Stock 58800 Indirect
Common Stock 213805 Indirect
Common Stock 1356648 Indirect
Common Stock 1356648 Indirect
Common Stock 13340645 Indirect
Common Stock 243001 Indirect

Footnotes

F1: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F2: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.