PRECIGEN, INC. — Director's Dealing 2019

Jun 5, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2019-05-31

Reporting Person: KIRK RANDAL J (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-31	Common Stock	P	79184	$4.78	Acquired	17902546	Indirect
2019-05-31	Common Stock	A	44283	$4.52	Acquired	17946829	Indirect
2019-06-04	Common Stock	P	39508	$5.17	Acquired	17986337	Indirect
2019-06-03	Common Stock	A	184889	$4.33	Acquired	2276030	Indirect
2019-05-31	Common Stock	P	2152	$4.78	Acquired	198272	Indirect
2019-06-04	Common Stock	P	1074	$5.17	Acquired	199346	Indirect
2019-05-31	Common Stock	P	16336	$4.78	Acquired	1167719	Indirect
2019-06-04	Common Stock	P	8152	$5.17	Acquired	1175871	Indirect
2019-05-31	Common Stock	P	7266	$4.78	Acquired	1036613	Indirect
2019-06-04	Common Stock	P	3624	$5.17	Acquired	1040237	Indirect
2019-05-31	Common Stock	P	2066	$4.78	Acquired	197369	Indirect
2019-06-04	Common Stock	P	1032	$5.17	Acquired	198401	Indirect
2019-05-31	Common Stock	P	16987	$4.78	Acquired	1308415	Indirect
2019-06-04	Common Stock	P	8476	$5.17	Acquired	1316891	Indirect
2019-05-31	Common Stock	P	7374	$4.78	Acquired	1135944	Indirect
2019-06-04	Common Stock	P	3679	$5.17	Acquired	1139623	Indirect
2019-05-31	Common Stock	P	2030	$4.78	Acquired	168381	Indirect
2019-06-04	Common Stock	P	1014	$5.17	Acquired	169395	Indirect
2019-05-31	Common Stock	P	1515	$4.78	Acquired	115966	Indirect
2019-06-04	Common Stock	P	755	$5.17	Acquired	116721	Indirect
2019-05-31	Common Stock	P	732	$4.78	Acquired	154438	Indirect
2019-06-04	Common Stock	P	365	$5.17	Acquired	154803	Indirect

Footnotes

F1: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2: In accordance with the Restricted Stock Unit Agreement dated April 1, 2019 between Intrexon Corporation ("Intrexon") and Randal J. Kirk, each month Mr. Kirk will receive that number of shares of Intrexon common stock, rounded down to the nearest whole share, whose fair market value equals $200,000. The number of shares of Intrexon common stock are to become vested and payable based upon the volume-weighted average of the price of the common stock of Intrexon (as calculated by Bloomberg) over the 30-day period ending on the last calendar day of the month. Mr. Kirk has designated the R.J. Kirk DOT to receive these shares.

F3: In accordance with the Services Agreement between Intrexon and Third Security, LLC ("Third Security") dated November 1, 2015, as amended by the Fourth Amendment to the Services Agreement dated April 18, 2019 (the "Fourth Amendment"), for services provided by Third Security to Intrexon, Intrexon shall pay to Third Security, on a monthly basis, such number of shares of common stock of Intrexon, rounded down to the nearest whole number, equal to a value of $800,000. The number of shares issuable to Third Security shall be calculated by dividing $800,000 by the volume-weighted average of the price of Intrexon's common stock (as calculated by Bloomberg) over the 30-day period ending on the 15th day of the calendar month during which the applicable services are provided.

F4: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.