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PRECIGEN, INC. — Director's Dealing 2019
Jun 10, 2019
32044_dirs_2019-06-10_d2bd5c23-3bf3-4868-954b-4732299bb850.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2019-06-06
Reporting Person: KIRK RANDAL J (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-06 | Common Stock | P | 69577 | $5.23 | Acquired | 915789 | Indirect |
| 2019-06-07 | Common Stock | P | 59295 | $5.26 | Acquired | 975084 | Indirect |
| 2019-06-06 | Common Stock | P | 69577 | $5.23 | Acquired | 915789 | Indirect |
| 2019-06-07 | Common Stock | P | 59295 | $5.26 | Acquired | 975084 | Indirect |
| 2019-06-06 | Common Stock | P | 34788 | $5.23 | Acquired | 1113111 | Indirect |
| 2019-06-07 | Common Stock | P | 29647 | $5.26 | Acquired | 1142758 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2276030 | Indirect |
| Common Stock | 14140139 | Indirect |
| Common Stock | 8325000 | Indirect |
| Common Stock | 311287 | Indirect |
| Common Stock | 1403 | Indirect |
| Common Stock | 19711 | Indirect |
| Common Stock | 118266 | Indirect |
| Common Stock | 59133 | Indirect |
| Common Stock | 5483957 | Indirect |
| Common Stock | 58800 | Indirect |
| Common Stock | 213805 | Indirect |
| Common Stock | 1356648 | Indirect |
| Common Stock | 1356648 | Indirect |
| Common Stock | 13340645 | Indirect |
| Common Stock | 243001 | Indirect |
Footnotes
F1: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.
F2: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.