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PRECIGEN, INC. Director's Dealing 2019

Oct 2, 2019

32044_dirs_2019-10-02_e179f52d-62bd-4df1-8de5-87fa1a13f41b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2019-09-30

Reporting Person: Sabzevari Helen (President, Precigen, Inc.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-30 Common Stock M 14341 Acquired 76682 Direct
2019-10-01 Common Stock S 5005 $5.4959 Disposed 71677 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-09-30 Restricted Stock Units $ M 14341 Disposed Common Stock (14341) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of XON common stock.

F2: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units.

F3: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest in two equal quarterly installments on each of December 31, 2019 and March 31, 2020.