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PRECIGEN, INC. — Director's Dealing 2019
Oct 2, 2019
32044_dirs_2019-10-02_d3d74bad-7c69-49c2-8c3c-71515e802456.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2019-09-30
Reporting Person: Sterling Rick L. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-30 | Common Stock | M | 14341 | — | Acquired | 118970 | Direct |
| 2019-10-01 | Common Stock | S | 4521 | $5.4959 | Disposed | 114449 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-30 | Restricted Stock Units | $ | M | 14341 | Disposed | Common Stock (14341) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of XON common stock.
F2: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of restricted stock units.
F3: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest in two equal quarterly installments on each of December 31, 2019 and March 31, 2020.
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