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PRECIGEN, INC. — Director's Dealing 2018
Jan 22, 2018
32044_dirs_2018-01-22_66267fa4-bc4d-4eea-b3d8-25640b30349b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2018-01-19
Reporting Person: KIRK RANDAL J (Director, Chief Executive Officer, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-19 | Common Stock | P | 1000000 | $12.50 | Acquired | 7782622 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14734205 | Indirect |
| Common Stock | 886491 | Indirect |
| Common Stock | 8325000 | Indirect |
| Common Stock | 311287 | Indirect |
| Common Stock | 1403 | Indirect |
| Common Stock | 139052 | Indirect |
| Common Stock | 140007 | Indirect |
| Common Stock | 114181 | Indirect |
| Common Stock | 720562 | Indirect |
| Common Stock | 850355 | Indirect |
| Common Stock | 75684 | Indirect |
| Common Stock | 843044 | Indirect |
| Common Stock | 135033 | Indirect |
| Common Stock | 118266 | Indirect |
| Common Stock | 59133 | Indirect |
| Common Stock | 19711 | Indirect |
| Common Stock | 5483957 | Indirect |
| Common Stock | 58800 | Indirect |
| Common Stock | 213805 | Indirect |
| Common Stock | 940426 | Indirect |
| Common Stock | 1356648 | Indirect |
| Common Stock | 1356648 | Indirect |
| Common Stock | 678323 | Indirect |
| Common Stock | 13340645 | Indirect |
| Common Stock | 243001 | Indirect |
Footnotes
F1: Randal J. Kirk controls each of Kapital Joe, LLC ("Kapital Joe"), Third Security, LLC ("Third Security"), the R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), and Third Security Staff 2006 LLC ("Staff 2006"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F2: Randal J. Kirk controls each of Third Security Incentive 2006 LLC ("Incentive 2006"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.