PRECIGEN, INC. — Director's Dealing 2018

Nov 23, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2018-11-20

Reporting Person: KIRK RANDAL J (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-20	Common Stock	J	12694	—	Acquired	151746	Indirect
2018-11-20	Common Stock	J	94009	—	Acquired	814571	Indirect
2018-11-20	Common Stock	J	36493	—	Acquired	879537	Indirect
2018-11-20	Common Stock	J	3570	—	Acquired	138603	Indirect
2018-11-20	Common Stock	J	12694	—	Acquired	152701	Indirect
2018-11-20	Common Stock	J	90836	—	Acquired	941191	Indirect
2018-11-20	Common Stock	J	36097	—	Acquired	976523	Indirect
2018-11-20	Common Stock	J	46212	—	Acquired	46212	Indirect
2018-11-20	Common Stock	J	46212	—	Acquired	46212	Indirect
2018-11-20	Common Stock	J	10314	—	Acquired	124495	Indirect
2018-11-20	Common Stock	J	7537	—	Acquired	83221	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1408429	Indirect
Common Stock	15992879	Indirect
Common Stock	14140139	Indirect
Common Stock	8325000	Indirect
Common Stock	311287	Indirect
Common Stock	1403	Indirect
Common Stock	118266	Indirect
Common Stock	59133	Indirect
Common Stock	19711	Indirect
Common Stock	5483957	Indirect
Common Stock	58800	Indirect
Common Stock	213805	Indirect
Common Stock	1356648	Indirect
Common Stock	1356648	Indirect
Common Stock	678323	Indirect
Common Stock	13340645	Indirect
Common Stock	243001	Indirect

Footnotes

F1: On November 20, 2018, the issuer issued an aggregate of 1,933,737 shares of its common stock, in connection with the acquisition by ActoBio Therapeutics, Inc., a Delaware corporation and a wholly-owned subsidiary of the issuer, of Intrexon T1D Partners, LLC ("Intrexon T1D"). Each of JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), ZSK 2008, LLC ("ZSK 2008"), and ZSK 2009, LLC ("ZSK 2009"), received approximately 0.19833 shares of common stock of the issuer for each unit of Intrexon T1D owned.

F2: Randal J. Kirk controls each of JPK 2008, JPK 2009, JPK 2012, Kellie L. Banks LTT, MGK 2008, MGK 2009, MGK 2011, Sr. Staff 2015, Staff 2015, ZSK 2008, ZSK 2009, Third Security, LLC ("Third Security"), the R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") and Kapital Joe, LLC ("Kapital Joe"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F3: Randal J. Kirk controls each of Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), and Third Security Staff 2006 LLC ("Staff 2006"), Third Security Incentive 2006 LLC ("Incentive 2006"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.