PRECIGEN, INC. — Director's Dealing 2017

Jan 20, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AquaBounty Technologies, Inc. (AQB)
CIK: 0001603978
Period of Report: 2017-01-18

Reporting Person: KIRK RANDAL J (10% Owner)
Reporting Person: INTREXON CORP (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-01-18	Common Stock	J	1776557	—	Disposed	2740174	Indirect
2017-01-18	Common Stock	P	2421073	$10.33	Acquired	5161247	Indirect
2017-01-18	Common Stock	J	5775	—	Acquired	5775	Indirect
2017-01-18	Common Stock	J	79288	—	Acquired	79288	Indirect
2017-01-18	Common Stock	J	4659	—	Acquired	4659	Indirect
2017-01-18	Common Stock	J	20	—	Acquired	20	Indirect
2017-01-18	Common Stock	J	2080	—	Acquired	2080	Indirect
2017-01-18	Common Stock	J	2095	—	Acquired	2095	Indirect
2017-01-18	Common Stock	J	1708	—	Acquired	1708	Indirect
2017-01-18	Common Stock	J	10784	—	Acquired	10784	Indirect
2017-01-18	Common Stock	J	12726	—	Acquired	12726	Indirect
2017-01-18	Common Stock	J	1132	—	Acquired	1132	Indirect
2017-01-18	Common Stock	J	12617	—	Acquired	12617	Indirect
2017-01-18	Common Stock	J	2021	—	Acquired	2021	Indirect
2017-01-18	Common Stock	J	1770	—	Acquired	1770	Indirect
2017-01-18	Common Stock	J	885	—	Acquired	885	Indirect
2017-01-18	Common Stock	J	295	—	Acquired	295	Indirect
2017-01-18	Common Stock	J	99537	—	Acquired	99537	Indirect
2017-01-18	Common Stock	J	82083	—	Acquired	82083	Indirect
2017-01-18	Common Stock	J	880	—	Acquired	880	Indirect
2017-01-18	Common Stock	J	3199	—	Acquired	3199	Indirect
2017-01-18	Common Stock	J	14076	—	Acquired	14076	Indirect
2017-01-18	Common Stock	J	20306	—	Acquired	20306	Indirect
2017-01-18	Common Stock	J	20306	—	Acquired	20306	Indirect
2017-01-18	Common Stock	J	10153	—	Acquired	10153	Indirect
2017-01-18	Common Stock	J	338816	—	Acquired	338816	Indirect
2017-01-18	Common Stock	J	199682	—	Acquired	199682	Indirect
2017-01-18	Common Stock	J	3637	—	Acquired	3637	Indirect

Footnotes

F1: Intrexon Corporation ("Intrexon") declared a dividend of shares of AquaBounty Technologies, Inc. common stock held by it to its holders of record as of January 9, 2017 (the "Distribution").

F2: In connection with the Distribution, Intrexon entered into a Stock Purchase Agreement with the issuer on November 7, 2016, pursuant to which Intrexon purchased 2,421,073 shares of common stock of the issuer in a private placement transaction on the date of the Distribution.

F3: Randal J. Kirk, directly and through certain affiliates, has voting and dispositive power over a majority of the outstanding capital stock of Intrexon. Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon. Shares held by Intrexon may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F4: Randal J. Kirk controls each of Third Security, R.J. Kirk DOT, Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006") and Third Security Incentive 2006 LLC ("Incentive 2006"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F5: Randal J. Kirk controls each of Kapital Joe, LLC ("Kapital Joe"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), New River Management V, LP ("NRM V"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.