PRECIGEN, INC. — Director's Dealing 2017

Jul 26, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2017-07-24

Reporting Person: KIRK RANDAL J (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-07-24	Common Stock	J	22636052	—	Disposed	0	Indirect
2017-07-24	Common Stock	J	8099238	—	Acquired	13452051	Indirect
2017-07-24	Common Stock	J	8325000	—	Acquired	8325000	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	596662	Indirect
Common Stock	311287	Indirect
Common Stock	1403	Indirect
Common Stock	139052	Indirect
Common Stock	140007	Indirect
Common Stock	114181	Indirect
Common Stock	720562	Indirect
Common Stock	850355	Indirect
Common Stock	75684	Indirect
Common Stock	843044	Indirect
Common Stock	135033	Indirect
Common Stock	118266	Indirect
Common Stock	59133	Indirect
Common Stock	19711	Indirect
Common Stock	6649997	Indirect
Common Stock	5483957	Indirect
Common Stock	58800	Indirect
Common Stock	213805	Indirect
Common Stock	940426	Indirect
Common Stock	1356648	Indirect
Common Stock	1356648	Indirect
Common Stock	678323	Indirect
Common Stock	13340645	Indirect
Common Stock	243001	Indirect

Footnotes

F1: On July 24, 2017, New River Management V, LP ("NRM V") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its Limited Partnership Agreement dated May 11, 2007. NRM V held 22,636,052 shares of the issuer. The following entities in their capacities as partners of NRM V, or designees, received shares: R.J Kirk Declaration of Trust ("R.J. Kirk DOT") and Third Security Capital Partners V, LLC ("TSCP V").

F2: Randal J. Kirk controls each of Third Security, R.J. Kirk DOT, TSCP V, Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006") and Third Security Incentive 2006 LLC ("Incentive 2006"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F3: Randal J. Kirk controls each of Kapital Joe, LLC ("Kapital Joe"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.