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PRECIGEN, INC. Director's Dealing 2017

Aug 14, 2017

32044_dirs_2017-08-14_213caef5-342b-4b7c-9a30-cae18525b60e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2017-08-11

Reporting Person: KIRK RANDAL J (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-11 Common Stock P 132625 $18.85 Acquired 6782622 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 631249 Indirect
Common Stock 13461314 Indirect
Common Stock 8325000 Indirect
Common Stock 311287 Indirect
Common Stock 1403 Indirect
Common Stock 139052 Indirect
Common Stock 140007 Indirect
Common Stock 114181 Indirect
Common Stock 720562 Indirect
Common Stock 850355 Indirect
Common Stock 75684 Indirect
Common Stock 843044 Indirect
Common Stock 135033 Indirect
Common Stock 118266 Indirect
Common Stock 59133 Indirect
Common Stock 19711 Indirect
Common Stock 5483957 Indirect
Common Stock 58800 Indirect
Common Stock 213805 Indirect
Common Stock 940426 Indirect
Common Stock 1356648 Indirect
Common Stock 1356648 Indirect
Common Stock 678323 Indirect
Common Stock 13340645 Indirect
Common Stock 243001 Indirect

Footnotes

F1: Randal J. Kirk controls each of Kapital Joe, LLC ("Kapital Joe"), Third Security ("Third Security"), R.J. Kirk Declaration of Trust ("R.J. DOT"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006") and Third Security Incentive 2006 LLC ("Incentive 2006"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F2: Randal J. Kirk controls each of Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.