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PRECIGEN, INC. Director's Dealing 2017

Dec 13, 2017

32044_dirs_2017-12-13_5040fb27-6ec7-4c07-9a2a-0ca760e4b761.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Fibrocell Science, Inc. (FCSC)
CIK: 0000357097
Period of Report: 2017-12-11

Reporting Person: KIRK RANDAL J (10% Owner)
Reporting Person: INTREXON CORP (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-11 Common Stock P 2567121 $0.77 Acquired 5773626 Indirect
2017-12-11 Common Stock P 155347 $0.77 Acquired 349386 Indirect
2017-12-11 Common Stock P 4805 $0.77 Acquired 10806 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-11 Warrant to Purchase Common Stock $0.77 P 2567121 Acquired 2022-12-11 Common Stock (2567121) Indirect
2017-12-11 Warrant to Purchase Common Stock $0.77 P 155347 Acquired 2022-12-11 Common Stock (155347) Indirect
2017-12-11 Warrant to Purchase Common Stock $0.77 P 4805 Acquired 2022-12-11 Common Stock (4805) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2133595 Indirect

Footnotes

F1: The indicated number of common shares is reflective of a 1-for-3 reverse stock split effected by the issuer on March 13, 2017.

F2: Randal J. Kirk controls Kapital Joe, LLC ("Kapital Joe"), Mascara Kaboom, LLC ("Mascara Kaboom") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F3: Randal J. Kirk, directly and through certain affiliates, is the largest shareholder of Intrexon Corporation ("Intrexon") and serves as Intrexon's Chairman of the Board and Chief Executive Officer. Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon. Shares held by Intrexon may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F4: The indicated number of warrants to purchase common stock of the issuer were received in connection with the purchase of common stock in an underwritten public offering of the issuer, which closed on December 11, 2017 (the "Offering"). In the Offering, each share of common stock was sold together with a common warrant to purchase one share of common stock at a combined effective price of $0.77 per share and accompanying common warrant.