PRECIGEN, INC. — Director's Dealing 2016

Jun 2, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INTREXON CORP (XON)
CIK: 0001356090
Period of Report: 2016-05-31

Reporting Person: KIRK RANDAL J (Director, Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-05-31	Common Stock	A	32854	$24.35	Acquired	182476	Indirect
2016-05-31	Common Stock	A	6506	$30.74	Acquired	4896818	Indirect
2016-05-31	Common Stock	J	1196077	—	Disposed	0	Indirect
2016-05-31	Common Stock	J	334737	—	Acquired	5231555	Indirect
2016-05-31	Common Stock	J	73763	—	Acquired	311287	Indirect
2016-05-31	Common Stock	J	335	—	Acquired	1403	Indirect
2016-05-31	Common Stock	J	8977	—	Acquired	139052	Indirect
2016-05-31	Common Stock	J	8977	—	Acquired	140007	Indirect
2016-05-31	Common Stock	J	8977	—	Acquired	114181	Indirect
2016-05-31	Common Stock	J	20976	—	Acquired	720562	Indirect
2016-05-31	Common Stock	J	20976	—	Acquired	850355	Indirect
2016-05-31	Common Stock	J	2016	—	Acquired	75684	Indirect
2016-05-31	Common Stock	J	24583	—	Acquired	843044	Indirect
2016-05-31	Common Stock	J	3952	—	Acquired	135033	Indirect
2016-05-31	Common Stock	J	118266	—	Acquired	118266	Indirect
2016-05-31	Common Stock	J	59133	—	Acquired	59133	Indirect
2016-05-31	Common Stock	J	19711	—	Acquired	19711	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6649997	Indirect
Common Stock	5483957	Indirect
Common Stock	58800	Indirect
Common Stock	179199	Indirect
Common Stock	940426	Indirect
Common Stock	1356648	Indirect
Common Stock	1356648	Indirect
Common Stock	678323	Indirect
Common Stock	22636052	Indirect
Common Stock	13340645	Indirect
Common Stock	243001	Indirect

Footnotes

F1: In accordance with the Services Agreement between Intrexon and Third Security, LLC ("Third Security") dated November 1, 2015 for services provided by Third Security to Intrexon Corporation ("Intrexon"), Intrexon shall pay to Third Security, on a monthly basis, such number of shares of common stock of Intrexon, rounded down to the nearest whole number, equal to a value of $800,000. Such value shall be based upon the closing price of the common stock of Intrexon on the NYSE on the 15th calendar day of each month (or, if such date is not a trading day, the most recent trading day prior to such date).

F2: In accordance with the Restricted Stock Unit Agreement dated November 1, 2015 between Intrexon and Randal J. Kirk (the "Agreement"), each month Mr. Kirk will receive that number of shares of Intrexon common stock, rounded down to the nearest whole share, whose fair market value equals $200,000. The number of shares of Intrexon common stock are to become vested and payable based upon the closing price of the common stock of Intrexon on the NYSE on the last calendar day of each month (or, if such date is not a trading day, the most recent trading day prior to such date). Mr. Kirk has designated the R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") to receive these shares.

F3: On May 31, 2016, New River Management IV, LP ("NRM IV") made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its limited partnership agreement. NRM IV held 1,196,077 shares of common stock of the issuer. The following entities in their capacities as partners of NRM IV, or designees, received shares: Third Security Staff 2001 LLC ("Staff 2001"), R.J. Kirk DOT, Lotus Capital (2000) Co, Inc. ("Lotus"), JPK 2008 LLC ("JPK 2008"), MGK 2008 LLC ("MGK 2008"), ZSK 2008 LLC ("ZSK 2008"), JPK 2009 LLC ("JPK 2009"), MGK 2009 LLC ("MGK 2009"), ZSK 2009 LLC ("ZSK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006") and Third Security Incentive 2006 LLC ("Incentive 2006").

F4: Randal J. Kirk controls each of Third Security, R.J. Kirk DOT, NRM IV, Third Security Staff 2001 LLC ("Staff 2001"), Lotus, JPK 2008, MGK 2008, ZSK 2008, JPK 2009, MGK 2009, ZSK 2009, JPK 2012, Kellie L. Banks LTT, Senior Staff 2006, Staff 2006 and Incentive 2006. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F5: Randal J. Kirk controls each of Kapital Joe, LLC ("Kapital Joe"),Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff") ADC 2010, LLC ("ADC 2010"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), New River Management V, LP ("NRM V"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.